Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Lewis RatafiaFirst Allied Securities, Inc.National Planning Corporation08-03-2015
Daniel Mark JuechterFirst Allied Securities, Inc.National Planning Corporation$25012-01-2014
David Aaron VolkmanFirst Allied Securities, Inc.National Planning Corporation$25011-26-2012
Edward Andrew HarkinsFirst Allied Securities, Inc.National Planning Corporation$50012-01-2014
Gary Bruce MillerFirst Allied Securities, Inc.National Planning Corporation$50007-27-2015
John Harvey HeilFirst Allied Securities, Inc.National Planning Corporation$10004-12-2013
Kevin Clinton Loyd Jr.First Allied Securities, Inc.National Planning Corporation$50012-16-2013
Michael George WaltersFirst Allied Securities, Inc.National Planning Corporation$50011-03-2014
Pamela Jane LorenzFirst Allied Securities, Inc.National Planning Corporation$10012-01-2009
Paul Thomas RampoldiFirst Allied Securities, Inc.National Planning Corporation$50004-15-2013
Richard George Scalia Jr.First Allied Securities, Inc.National Planning Corporation$10011-29-2012
Robert Vernon Carr Jr.First Allied Securities, Inc.National Planning Corporation$15003-03-2014
William Thomas SullivanFirst Allied Securities, Inc.National Planning Corporation12-01-2014

Showing 1 to 13 of 13 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.