Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Estevan Ruiz MunozLPL Financial LLCNational Planning Corporation12-05-2017
Warren FriedlandLPL Financial LLCNational Planning Corporation07-20-2017
Dale Gerard HuberLPL Financial LLCNational Planning Corporation07-11-2017
Robin Rogers SmithLPL Financial LLCNational Planning Corporation01-06-2017
Patrick Harold PollardLPL Financial LLCNational Planning Corporation$909-19-2016
Cindy James CarrawayLPL Financial LLCNational Planning Corporation$1009-07-2016
Suthipong Robert ChitrathornLPL Financial LLCNational Planning Corporation08-23-2016
Robert Nikola JurasicLPL Financial LLCNational Planning Corporation07-29-2016
Patricia Ann LloydLPL Financial LLCNational Planning Corporation07-05-2016
Lisa M RossiLPL Financial LLCNational Planning Corporation$5006-28-2016
Paul Michael LeoneLPL Financial LLCNational Planning Corporation06-06-2016
Kenichi IgarashiLPL Financial LLCNational Planning Corporation02-01-2016
Ian M. MasseyLPL Financial LLCNational Planning Corporation01-27-2016
Dwight D. PetersonLPL Financial LLCNational Planning Corporation10-14-2015
John Mark ForneyLPL Financial LLCNational Planning Corporation$5009-02-2014
William Edward BackesLPL Financial LLCNational Planning Corporation$2507-17-2014
Jesse Edward StaleyLPL Financial LLCNational Planning Corporation05-01-2014
Brian Keith McGinnisLPL Financial LLCNational Planning Corporation12-13-2013
Michael Ralph RomigLPL Financial LLCNational Planning Corporation$2508-21-2013
Daniel Gregory StraussLPL Financial LLCNational Planning Corporation07-31-2013
Michael James StreffLPL Financial LLCNational Planning Corporation$5007-31-2013
William Gavin SteckLPL Financial LLCNational Planning Corporation$5007-31-2013
Ron Alan SilvaLPL Financial LLCNational Planning Corporation$10002-08-2013
Colin Andrew MeeksLPL Financial LLCNational Planning Corporation$1012-18-2012
Charles Fristoe Chelf IVLPL Financial LLCNational Planning Corporation$5012-18-2012
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.