Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation11-01-2017
Albert Sala JrSecurities America, Inc.National Planning Corporation11-01-2017
Alexander Vasilantone JrSecurities America, Inc.National Planning Corporation$5010-18-2017
Andrea Marie PeaseSecurities America, Inc.National Planning Corporation10-13-2017
Andrew Noble MassieonSecurities America, Inc.National Planning Corporation07-17-2017
Angela Michelle FordSecurities America, Inc.National Planning Corporation07-17-2017
Anthony Lawrence NatrellaSecurities America, Inc.National Planning Corporation$710-31-2017
Arthur J SiscoSecurities America, Inc.National Planning Corporation11-01-2017
Barbara Jessup WilliamsSecurities America, Inc.National Planning Corporation10-24-2017
Barbara JolliffeSecurities America, Inc.National Planning Corporation11-06-2017
Benjamin Robert KobrinSecurities America, Inc.National Planning Corporation$2510-20-2017
Bradley William WernerSecurities America, Inc.National Planning Corporation10-19-2017
Brett Daniel DolanSecurities America, Inc.National Planning Corporation10-31-2017
Brian D LutherSecurities America, Inc.National Planning Corporation07-17-2017
Brian Mark FruendtSecurities America, Inc.National Planning Corporation11-02-2017
Bryan Christopher SavageSecurities America, Inc.National Planning Corporation10-16-2017
Carmen Nereida WernerSecurities America, Inc.National Planning Corporation10-19-2017
Carole Ameila RaineySecurities America, Inc.National Planning Corporation$5010-18-2017
Charles Gabriel SosaSecurities America, Inc.National Planning Corporation$1010-16-2017
Charles Wilkes SmithSecurities America, Inc.National Planning Corporation10-20-2017
Chester Miller McCordSecurities America, Inc.National Planning Corporation11-01-2017
Christopher Rodney HartSecurities America, Inc.National Planning Corporation10-23-2017
Craig A HahnlenSecurities America, Inc.National Planning Corporation10-19-2017
Craig Anthony WongSecurities America, Inc.National Planning Corporation$5010-26-2017
Daniel F BeckerSecurities America, Inc.National Planning Corporation10-18-2017
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.