Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Israel DavisCambridge Investment Research, Inc.National Planning Corporation$12010-02-2017
Jacob Egges LundCountry Capital Management CompanyNational Planning Corporation12-03-2014
Lawrence Rhodes DavisCrown Capital Securities, L.P.National Planning Corporation$10010-31-2017
Claudia Arnold-SawafDynamic Wealth AdvisorsNational Planning Corporation02-04-2014
Patricia Ann LloydLPL Financial LLCNational Planning Corporation$10007-05-2016
William Edward BackesLPL Financial LLCNational Planning Corporation$25007-17-2014
Daniel Gregory StraussLPL Financial LLCNational Planning Corporation$10007-31-2013
Michael James StreffLPL Financial LLCNational Planning Corporation$25007-31-2013
Steven Charles BaneMutual Securities, Inc.National Planning Corporation$25008-24-2016
Douglas Allan SchmidtNext Financial Group, Inc.National Planning Corporation$10002-09-2012
John Fisher GlassNYLIFE Securities LLCNational Planning Corporation01-24-2013
Charles A. TuckerNYLIFE Securities LLCNational Planning Corporation01-18-2012
Angeli Aguila ForsterSagePoint Financial, Inc.National Planning Corporation$50010-31-2017
Elizabeth M BennettSagePoint Financial, Inc.National Planning Corporation09-26-2014
James Ronald BellSagePoint Financial, Inc.National Planning Corporation$10001-31-2011
Alexandra Farquhar KuslerSouthwest Investment Advisors, Inc.National Planning Corporation09-28-2011
Richard Michael Groff IIWealth Management International, Ltd.National Planning Corporation06-02-2010
Lynn Michelle FormanWealth Management International, Ltd.National Planning Corporation06-02-2010
Robert Allen CampbellWoodbury Financial Services, Inc.National Planning Corporation10-17-2017
Jacqueline Larose VillaWoodbury Financial Services, Inc.National Planning Corporation10-17-2017
Arthur James MossWoodbury Financial Services, Inc.National Planning Corporation$10010-13-2017
David LesnickWoodbury Financial Services, Inc.National Planning Corporation$10010-13-2017
Steven Ira LavenWoodbury Financial Services, Inc.National Planning Corporation$17010-13-2017
Thomas W RepassWoodbury Financial Services, Inc.National Planning Corporation$50010-13-2017
Scott Allen HansenWoodbury Financial Services, Inc.National Planning Corporation10-13-2017
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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