Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diep Hoang Ba LeMorgan StanleyNational Planning Corporation$104-12-2018
Jeffrey Scott HenningsCity National Securities, Inc.National Planning Corporation03-01-2018
MARY BARBARA KUSSKEKUSSKE FINANCIAL MANAGEMENT, INC.National Planning Corporation01-19-2018
Rocco Christopher BarbaroCetera Advisor Networks LLCNational Planning Corporation01-18-2018
Estevan Ruiz MunozLPL Financial LLCNational Planning Corporation12-05-2017
Ahamad ManohorathatLPL Financial LLCNational Planning Corporation11-29-2017
Alan Burton TaxonLPL Financial LLCNational Planning Corporation$2511-29-2017
Alfonso Leo ValdezLPL Financial LLCNational Planning Corporation11-29-2017
Allen Francis OstrofeLPL Financial LLCNational Planning Corporation$15011-29-2017
Amanda Catherine KleinLPL Financial LLCNational Planning Corporation11-29-2017
Andrew James TenzerLPL Financial LLCNational Planning Corporation$5011-29-2017
Annette Irene GabelLPL Financial LLCNational Planning Corporation11-29-2017
Ara Goryun MalazianLPL Financial LLCNational Planning Corporation$5011-29-2017
Arpy Montu RavalLPL Financial LLCNational Planning Corporation11-29-2017
Barbara T GruenwaldLPL Financial LLCNational Planning Corporation11-29-2017
Betsy Jo RogersLPL Financial LLCNational Planning Corporation$1011-29-2017
Blake Dean BaxterLPL Financial LLCNational Planning Corporation$111-29-2017
Broc WavraLPL Financial LLCNational Planning Corporation11-29-2017
Carl Jasper PierceLPL Financial LLCNational Planning Corporation$111-29-2017
Carolyn Jill CampbellLPL Financial LLCNational Planning Corporation11-29-2017
Carolyn Michelle BoucherLPL Financial LLCNational Planning Corporation11-29-2017
Cary S BoringLPL Financial LLCNational Planning Corporation$8811-29-2017
Casey DettorreLPL Financial LLCNational Planning Corporation11-29-2017
Cherie Chih Chun WangLPL Financial LLCNational Planning Corporation11-29-2017
Christopher PaydockLPL Financial LLCNational Planning Corporation11-29-2017
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Showing 1 to 25 of 302 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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