Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ahamad ManohorathatLPL Financial LLCNational Planning Corporation11-29-2017
Alan Burton TaxonLPL Financial LLCNational Planning Corporation$2511-29-2017
Alfonso Leo ValdezLPL Financial LLCNational Planning Corporation11-29-2017
Amanda C. KleinLPL Financial LLCNational Planning Corporation11-29-2017
Andrea Renea HilderbrandSt. Clair FinancialNational Planning Corporation11-09-2017
Andrew James TenzerLPL Financial LLCNational Planning Corporation$5011-29-2017
Ann PolokoAnn Poloko, LLCNational Planning Corporation10-23-2017
Ara Goryun MalazianLPL Financial LLCNational Planning Corporation$5011-29-2017
Arpy M. RavalLPL Financial LLCNational Planning Corporation11-29-2017
Barbara JolliffeSecurities America, Inc.National Planning Corporation$1011-06-2017
Betsy Jo RogersLPL Financial LLCNational Planning Corporation$1011-29-2017
Blake Dean BaxterLPL Financial LLCNational Planning Corporation11-29-2017
Bobb Arthur MeckenstockIndependent Financial Group, LLCNational Planning Corporation$5007-30-2010
Brenda Joyce WilsonSagePoint Financial, Inc.National Planning Corporation10-29-2014
Brian Eric SamuelsFortune Financial Services, Inc.National Planning Corporation$1607-06-2017
Brian Russell BedordRoyal Alliance Associates, Inc.National Planning Corporation10-30-2017
Bryan Christopher SavageSecurities America, Inc.National Planning Corporation$1010-16-2017
Carl Jasper PierceLPL Financial LLCNational Planning Corporation$1011-29-2017
Carolyn Jill CampbellLPL Financial LLCNational Planning Corporation11-29-2017
Carolyn M. BoucherLPL Financial LLCNational Planning Corporation11-29-2017
Celeste Karen WallDynamic Wealth AdvisorsNational Planning Corporation10-30-2015
Charlene Marie BurkhardtIndependent Advisor Alliance, LLCNational Planning Corporation06-30-2016
Charles Gabriel SosaSecurities America, Inc.National Planning Corporation$1010-16-2017
Charles Rick HenningIndependent Financial Group, LLCNational Planning Corporation$4110-19-2017
Christopher Alan BrownLPL Financial LLCNational Planning Corporation11-29-2017
Next Page »

Showing 1 to 25 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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