Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Obrien HurleyAmeriprise Financial Services, LLCNational Planning Corporation04-18-2011
Cathy Webster PinardCambridge Investment Research, Inc.National Planning Corporation$1011-16-2015
Donald William KuernerHornor, Townsend & Kent, LLCNational Planning Corporation10-07-2011
Anthony Fred MorgilloHSBC Securities (USA) Inc.National Planning Corporation$2503-11-2011
Richard Martin EllingtonInfinex Investments, Inc.National Planning Corporation$5004-29-2014
Robin Rogers SmithLPL Financial LLCNational Planning Corporation01-06-2017
Gary Wayne LavalleeNational Planning CorporationNational Planning Corporation12-05-2011
Charles Malcolm StackRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Lisa Marie ValerioRoyal Alliance Associates, Inc.National Planning Corporation$1010-16-2017
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Daniel Louis ZegibeSecurities America, Inc.National Planning Corporation$2511-10-2017
Gary Stephen RadlerSecurities America, Inc.National Planning Corporation$1011-09-2017
Harry A KentSecurities America, Inc.National Planning Corporation$1011-09-2017
Gerald AppelbaumSecurities America, Inc.National Planning Corporation11-07-2017
Stephen Angelo MarcarelliSecurities America, Inc.National Planning Corporation$1011-07-2017
David Scott ChorneySecurities America, Inc.National Planning Corporation$1011-02-2017
Mark Edward ChoinskiSecurities America, Inc.National Planning Corporation11-02-2017
George William KovkaSecurities America, Inc.National Planning Corporation$4411-01-2017
Edward Carl AnnunziataSecurities America, Inc.National Planning Corporation$1011-01-2017
Theodore William Hintz Jr.Securities America, Inc.National Planning Corporation11-01-2017
Timothy Joseph HickeySecurities America, Inc.National Planning Corporation11-01-2017
Mario Anthony GiovannucciSecurities America, Inc.National Planning Corporation10-31-2017
Scott Joseph ZavatkaySecurities America, Inc.National Planning Corporation10-31-2017
Brett Daniel DolanSecurities America, Inc.National Planning Corporation10-31-2017
Eric Jason ZimmermanSecurities America, Inc.National Planning Corporation10-31-2017
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.