Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Richard Elliott CloughLPL Financial LLCNational Planning Corporation11-29-2017
Joseph John Cancelliere Jr.LPL Financial LLCNational Planning Corporation11-29-2017
David William O'BrienLPL Financial LLCNational Planning Corporation11-29-2017
Bruce Colby ParmenterLPL Financial LLCNational Planning Corporation11-29-2017
Siamak Ghajar DowlatshahiLPL Financial LLCNational Planning Corporation11-29-2017
Frank BaggioLPL Financial LLCNational Planning Corporation11-29-2017
John William McKaigLPL Financial LLCNational Planning Corporation11-29-2017
Kenneth Arthur FoisieLPL Financial LLCNational Planning Corporation11-29-2017
John Joseph ScanlonLPL Financial LLCNational Planning Corporation11-29-2017
Charles Joseph MinahanLPL Financial LLCNational Planning Corporation11-29-2017
Christopher Michael WarnerLPL Financial LLCNational Planning Corporation11-29-2017
Joao Silva GomesLPL Financial LLCNational Planning Corporation11-29-2017
Salvatore Sebastian MottaLPL Financial LLCNational Planning Corporation11-29-2017
Charles Carmon Crolle Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Mark Andrew HandLPL Financial LLCNational Planning Corporation11-29-2017
Neil P. ManningLPL Financial LLCNational Planning Corporation11-29-2017
Steven John KessesLPL Financial LLCNational Planning Corporation11-29-2017
Theodore William Hintz Jr.Securities America, Inc.National Planning Corporation11-01-2017
Timothy Joseph HickeySecurities America, Inc.National Planning Corporation11-01-2017
Mario Anthony GiovannucciSecurities America, Inc.National Planning Corporation10-31-2017
Brett Daniel DolanSecurities America, Inc.National Planning Corporation10-31-2017
Eric Jason ZimmermanSecurities America, Inc.National Planning Corporation10-31-2017
Kenneth Richard HuffineSecurities America, Inc.National Planning Corporation10-31-2017
Patricia Arnel PuglisiSecurities America, Inc.National Planning Corporation10-25-2017
Next Page »

Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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