Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheri Ann NordmanLPL Financial LLCNational Planning Corporation$20011-29-2017
Brian Joseph HentzLPL Financial LLCNational Planning Corporation$10011-29-2017
David Sol GilfandLPL Financial LLCNational Planning Corporation$5011-29-2017
Jack Curtis FisherLPL Financial LLCNational Planning Corporation$5011-29-2017
John Michael HolianLPL Financial LLCNational Planning Corporation$4411-29-2017
Leonard ViscitoLPL Financial LLCNational Planning Corporation$3811-29-2017
John Michael Harney Sr.LPL Financial LLCNational Planning Corporation$2511-29-2017
George Eusebio MendezLPL Financial LLCNational Planning Corporation$2511-29-2017
Jeffrey Scott HoadleyLPL Financial LLCNational Planning Corporation$1011-29-2017
Richard John DonatelliLPL Financial LLCNational Planning Corporation11-29-2017
Lawrence Elliot NovickLPL Financial LLCNational Planning Corporation11-29-2017
John Andrew LawsonLPL Financial LLCNational Planning Corporation11-29-2017
James Francis McCoy Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Ned Lowrey RigsbeeLPL Financial LLCNational Planning Corporation11-29-2017
Jeffrey Scott GraunkeLPL Financial LLCNational Planning Corporation11-29-2017
Steven Craig RefkinLPL Financial LLCNational Planning Corporation11-29-2017
Vincent Michael BaroneSecurities America, Inc.National Planning Corporation11-13-2017
Milton Myron McIntyreSecurities America, Inc.National Planning Corporation$2511-02-2017
Joseph Michael SoslerSecurities America, Inc.National Planning Corporation11-02-2017
Dominick C SennaSecurities America, Inc.National Planning Corporation10-25-2017
Michael Lynn WoodsSecurities America, Inc.National Planning Corporation$5010-23-2017
C Garrett MooreMoore Financial Management, Inc.National Planning Corporation10-20-2017
Carole Ameila RaineySecurities America, Inc.National Planning Corporation$5010-18-2017
Robert Grahn TeneyckSecurities America, Inc.National Planning Corporation$5010-18-2017
Kalie Grace HawleyJ.W. Cole Financial, Inc.National Planning Corporation10-05-2017
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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