Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grant Jay LaneAmeritime, LLCNational Planning Corporation05-24-2010
Glen Charles MishlerAPW Capital, Inc.National Planning Corporation$25007-23-2010
Paul Arthur HonakerAvantax Investment Services, Inc.National Planning Corporation09-28-2017
Jack Allen BurkhartBankers & Investors Co.National Planning Corporation01-03-2011
Jeffrey Paul ErnestBarber Financial GroupNational Planning Corporation06-06-2016
Craig James SneddenBarber Financial GroupNational Planning Corporation04-13-2016
Craig Allan BaneBarber Financial GroupNational Planning Corporation01-23-2014
Jason Russell NewcomerBarber Financial GroupNational Planning Corporation10-17-2011
Bruce Taylor GodkeBarber Financial GroupNational Planning Corporation01-03-2011
Eric John SheerinBarber Financial GroupNational Planning Corporation01-03-2011
Melissa Jane EllisBarber Financial GroupNational Planning Corporation01-03-2011
Frank Dean BarberBarber Financial GroupNational Planning Corporation10-25-2010
Terry Ray DolloffCambridge Investment Research, Inc.National Planning Corporation$25011-06-2017
Vincent Edwin FosterCambridge Investment Research, Inc.National Planning Corporation$15009-22-2017
Kendall Ray CurryCambridge Investment Research, Inc.National Planning Corporation$10009-15-2017
Walter Ezra JamisonCambridge Investment Research, Inc.National Planning Corporation$10009-15-2017
Delbert Max BruceCambridge Investment Research, Inc.National Planning Corporation$50009-15-2017
Christopher Allan AdamsCambridge Investment Research, Inc.National Planning Corporation09-15-2017
Kevin Christopher BruceCambridge Investment Research, Inc.National Planning Corporation09-15-2017
Robert Gunner DelayClient One Securities LLCNational Planning Corporation11-22-2013
Redginal Van JohnsonIndependent Financial Group, LLCNational Planning Corporation10-17-2017
Paul Wadsworth Pendorf IIIndependent Financial Group, LLCNational Planning Corporation$10010-06-2010
Dan Herman MeckenstockIndependent Financial Group, LLCNational Planning Corporation$50009-07-2010
Jordan Paul GatesIndependent Financial Group, LLCNational Planning Corporation$50008-18-2010
JOHN RANDOLPH TRAVISIndependent Financial Group, LLCNational Planning Corporation$10008-11-2010
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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