Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shellycolleen Ann CovilleNew England SecuritiesNational Planning Corporation05-27-2009
Anthony Angelo IannoneMML Investors Services, LLCNational Planning Corporation$25007-24-2009
Adam Blaise MarcellusMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Planning Corporation01-01-2013
Maja StojanovicRoyal Alliance Associates, Inc.National Planning Corporation01-17-2014
Louis S DonatoNYLIFE Securities LLCNational Planning Corporation$50012-11-2014
Fadi W. KhouryCitizens Securities, Inc.National Planning Corporation02-20-2015
Marjorie Leonard JeremieNYLIFE Securities LLCNational Planning Corporation$10011-20-2015
Gary Wayne LavalleeKovack Securities Inc.National Planning Corporation$10001-03-2017
James Douglas SilverSecurities America, Inc.National Planning Corporation$25010-03-2017
William Howard SchoeckThe Investment Center, Inc.National Planning Corporation10-23-2017
Kristen Douglas CloydSecurities America, Inc.National Planning Corporation$50010-30-2017
Joshua Scott HymanSecurities America, Inc.National Planning Corporation$25010-31-2017
Albert Sala Jr.Securities America, Inc.National Planning Corporation$10011-01-2017
David Anderson KnechtleSecurities America, Inc.National Planning Corporation$10011-01-2017
Lester John OpilaSecurities America, Inc.National Planning Corporation$15011-01-2017
Walter Paul Schwabe IIISecurities America, Inc.National Planning Corporation$50011-01-2017
Chester Miller McCordSecurities America, Inc.National Planning Corporation11-01-2017
Thomas Francis Nee Jr.Independent Financial Group, LLCNational Planning Corporation$10011-02-2017
Donald James BelisleSecurities America, Inc.National Planning Corporation$10011-15-2017

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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