Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Russell MadairyCambridge Investment Research, Inc.National Planning Corporation11-01-2017
Robert Benson IrvingH. Beck, Inc.National Planning Corporation11-01-2017
Paul Norman TaberCambridge Investment Research, Inc.National Planning Corporation11-01-2017
Ralph Dennis White IIICambridge Investment Research, Inc.National Planning Corporation10-31-2017
Kirk Christopher RogersCambridge Investment Research, Inc.National Planning Corporation10-30-2017
Sara Susan BrandstonCambridge Investment Research, Inc.National Planning Corporation$2510-24-2017
Janis Jean HofsassH. Beck, Inc.National Planning Corporation$5010-20-2017
Gail Elaine LudwigCambridge Investment Research, Inc.National Planning Corporation10-18-2017
Andrea Louise HastingsCambridge Investment Research, Inc.National Planning Corporation$3510-18-2017
Phyllis Rice MitchellCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Harry Michael Ryan JrCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Caroline Nguyen AnthonyCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Brian Francis ChrestFounders Financial Securities LLCNational Planning Corporation07-22-2013
Carroll Ryan SmithRS Wealth Management, Inc.National Planning Corporation$1005-30-2013
Colin Andrew MeeksLPL Financial LLCNational Planning Corporation$10012-18-2012
Michael Kevin CreamerTriad Advisors LLCNational Planning Corporation11-01-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.