Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roman Orest BatschynskyCommonwealth Financial NetworkNational Planning Corporation10-27-2017
David Brian DooleyCambridge Investment Research, Inc.National Planning Corporation10-16-2017
James Michael TaegelCambridge Investment Research, Inc.National Planning Corporation10-16-2017
Anthony Guido LaroccaCambridge Investment Research, Inc.National Planning Corporation10-16-2017
Dean Winfred Thurman Jr.Cambridge Investment Research, Inc.National Planning Corporation10-05-2017
Kelly Lynn BoydCambridge Investment Research, Inc.National Planning Corporation10-05-2017
John Michael Kennedy Jr.Cambridge Investment Research, Inc.National Planning Corporation10-05-2017
Scott Cameron RooneyCambridge Investment Research, Inc.National Planning Corporation10-05-2017
Nadine Marie BurnsSigma Financial CorporationNational Planning Corporation09-22-2017
John Stanley BeallVoya Financial Advisors, Inc.National Planning Corporation$307-13-2017
Kenneth Lawrence OsiwalaMutual Securities, Inc.National Planning Corporation07-10-2017
Todd Alan CousinoAmeriprise Financial Services, LLCNational Planning Corporation06-30-2017
Nicholas Anthony HawkAmeriprise Financial Services, LLCNational Planning Corporation06-30-2017
Kyle M. AkersMutual Securities, Inc.National Planning Corporation06-27-2017
Adolfo Elias MartensMutual Securities, Inc.National Planning Corporation06-27-2017
Peter E. WargoMutual Securities, Inc.NATIONAL PLANNING CORPORATION06-27-2017
Kelsey WhelanFSC Securities CorporationNational Planning Corporation03-28-2017
Donald Robert Genord IIIFSC Securities CorporationNational Planning Corporation03-02-2017
Richard David JehnL.M. Kohn & CompanyNational Planning Corporation$2511-12-2015
Michael George WaltersFirst Allied Securities, Inc.National Planning Corporation$111-03-2014
Erin Mccullough NordlohL.M. Kohn & CompanyNational Planning Corporation06-13-2014
Michael Andrew WilcoxSecurities America, Inc.National Planning Corporation09-20-2013
Gregory Scott DahlbergSecurities America, Inc.National Planning Corporation09-20-2013
Joseph Wayne MaierSecurities America, Inc.National Planning Corporation09-20-2013
Alan GeierConcorde Investment Services, LLCNational Planning Corporation05-10-2013
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.