Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roman Orest BatschynskyCommonwealth Financial NetworkNational Planning Corporation10-27-2017
David Brian DooleyCambridge Investment Research, Inc.National Planning Corporation10-16-2017
James Michael TaegelCambridge Investment Research, Inc.National Planning Corporation10-16-2017
Dean Winfred Thurman Jr.Cambridge Investment Research, Inc.National Planning Corporation10-05-2017
Kelly Lynn BoydCambridge Investment Research, Inc.National Planning Corporation10-05-2017
Scott Cameron RooneyCambridge Investment Research, Inc.National Planning Corporation10-05-2017
Nadine Marie BurnsSigma Financial CorporationNational Planning Corporation09-22-2017
Todd Alan CousinoAmeriprise Financial Services, Inc.National Planning Corporation06-30-2017
Nicholas Anthony HawkAmeriprise Financial Services, Inc.National Planning Corporation06-30-2017
Kyle M. AkersMutual Securities, Inc.National Planning Corporation06-27-2017
Adolfo Elias MartensMutual Securities, Inc.National Planning Corporation06-27-2017
Peter E. WargoMutual Securities, Inc.NATIONAL PLANNING CORPORATION06-27-2017
Kelsey WhelanFSC Securities CorporationNational Planning Corporation03-28-2017
Donald Robert Genord IIIFSC Securities CorporationNational Planning Corporation03-02-2017
Erin Mccullough NordlohL.M. Kohn & CompanyNational Planning Corporation06-13-2014
MICHAEL EDWARD NEATONThrivent Investment Management Inc.National Planning Corporation10-22-2012
Michelle Laura LafuenteLPL Financial LLCNational Planning Corporation07-31-2012
Neil Robert ScullyParkland Securities, LLCNational Planning Corporation05-24-2012
Maria Regina T CruzTriad Advisors LLCNational Planning Corporation12-01-2011
Steven James TackmanAdvantage Investment Management, LLCNational Planning Corporation06-25-2010
Richard Chester ZientarskiPlanMember Securities CorporationNational Planning Corporation01-12-2009
Patrick M HowellSigma Financial CorporationNational Planning Corporation01-06-2009
John Michael Kennedy Jr.Cambridge Investment Research, Inc.National Planning Corporation$10010-05-2017
Gregory Scott DahlbergSecurities America, Inc.National Planning Corporation$10009-20-2013
Alan GeierConcorde Investment Services, LLCNational Planning Corporation$10005-10-2013
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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