Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Mark ConboyKey Group Management, Inc.National Planning Corporation01-21-2009
John R CapassoFSC Securities CorporationNational Planning Corporation$10008-18-2010
Debra GagliotiFSC Securities CorporationNational Planning Corporation$10008-18-2010
Robert John RichardsEPA Financial Services Corp.National Planning Corporation08-31-2011
Brian JefferyPruco Securities, LLC.National Planning Corporation10-22-2012
Kathleen BrownMetLife Securities Inc.National Planning Corporation11-13-2014
Robert Gary GensiorSG Securities, LLCNational Planning Corporation06-24-2015
Eric Lawson WooMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Planning Corporation07-13-2016
Sean John WoodrowClient One Securities LLCNational Planning Corporation$35010-06-2016
Michael Scott McManeRoyal Alliance Associates, Inc.National Planning Corporation$47003-10-2017
Jerry Van GranthamAPW Capital, Inc.National Planning Corporation$25003-31-2017
Sammy Terry DeanAPW Capital, Inc.National Planning Corporation$50003-31-2017
James A. Towns IIIAPW Capital, Inc.National Planning Corporation03-31-2017
Sharon F. TownsAPW Capital, Inc.National Planning Corporation05-15-2017
Thomas F SylvestroRoyal Alliance Associates, Inc.National Planning Corporation$10009-25-2017
Michael James VaulesRoyal Alliance Associates, Inc.National Planning Corporation$50009-25-2017
Stephen Hoadley SurfaceRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Marc Steven StandigSecurities America, Inc.National Planning Corporation$10010-18-2017
Joseph Frederick TarantinoSecurities America, Inc.National Planning Corporation$10010-18-2017
Joseph Thomas SlavitskasSecurities America, Inc.National Planning Corporation$18010-18-2017
Alexander Vasilantone Jr.Securities America, Inc.National Planning Corporation$50010-18-2017
Neil Jeffrey AltshulerSecurities America, Inc.National Planning Corporation10-18-2017
Daniel F BeckerSecurities America, Inc.National Planning Corporation10-18-2017
Peter Sebastian DuvaRoyal Alliance Associates, Inc.National Planning Corporation10-24-2017
Thomas S WagnerSecurities America, Inc.National Planning Corporation10-27-2017
Next Page »

Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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