Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$50011-01-2017
Alfred Carmen VaranoRoyal Alliance Associates, Inc.National Planning Corporation$10011-16-2012
Allan Lewis RatafiaFirst Allied Securities, Inc.National Planning Corporation08-03-2015
Anthony Lawrence NatrellaSecurities America, Inc.National Planning Corporation$70010-31-2017
Brian Scott GarnetsThe Investment Center, Inc.National Planning Corporation$10010-11-2017
Christopher Armand SantiniRoyal Alliance Associates, Inc.National Planning Corporation$19210-25-2017
Craig Ari CharachRoyal Alliance Associates, Inc.National Planning Corporation$10010-30-2017
David Aaron GoldsteinAmerican Portfolios Financial Services, Inc.National Planning Corporation$25011-14-2017
David Aaron VolkmanFirst Allied Securities, Inc.National Planning Corporation$25011-26-2012
David HasbrouckSecurities America, Inc.National Planning Corporation10-26-2017
Denise Elizabeth ChiarellaMetLife Securities Inc.National Planning Corporation07-21-2011
Donald Andrew DonnellyRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
Evan Scott PortnoyCommonwealth Financial NetworkNational Planning Corporation10-16-2017
Gary Bruce MillerFirst Allied Securities, Inc.National Planning Corporation$50007-27-2015
Gary Coley MeyererSecurities America, Inc.National Planning Corporation$25011-01-2017
Gary Steven SmithSecurities America, Inc.National Planning Corporation$10011-16-2017
George Julius Moeschlin IIISecurities America, Inc.National Planning Corporation11-02-2017
Hyon Chu KangSecurities America, Inc.National Planning Corporation11-06-2017
James Edward FernanSecurities America, Inc.National Planning Corporation$10011-03-2017
James Gregory MuckellSecurities America, Inc.National Planning Corporation11-01-2017
James Lance Weimar Jr.Kestra Investment Services, LLCNational Planning Corporation$16501-03-2011
John Stephen KarasSecurities America, Inc.National Planning Corporation10-31-2017
John Thomas SchoenSecurities America, Inc.National Planning Corporation$25011-02-2017
John Y TrentNorth Ridge Securities Corp.National Planning Corporation05-16-2012
Johnson George AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Planning Corporation$25011-01-2010
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.