Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Mark KenskiLPL Financial LLCNational Planning Corporation$2311-29-2017
John Leslie NelsonLPL Financial LLCNational Planning Corporation$1011-29-2017
Jerome John GiltnerLPL Financial LLCNational Planning Corporation$1011-29-2017
Brian Larry RogersLPL Financial LLCNational Planning Corporation$1011-29-2017
Charles Edward WirtzLPL Financial LLCNational Planning Corporation11-29-2017
Linda Meyers NobleLPL Financial LLCNational Planning Corporation11-29-2017
Jon Franklin MercerLPL Financial LLCNational Planning Corporation11-29-2017
Richard Steven VilsackLPL Financial LLCNational Planning Corporation11-29-2017
Stephen C. DawesLPL Financial LLCNational Planning Corporation11-29-2017
John Robert Crane Jr.Cambridge Investment Research, Inc.National Planning Corporation$1811-01-2017
Joseph Sean ArnoldCambridge Investment Research, Inc.National Planning Corporation$1011-01-2017
Alan Edward WyseF3Logic, LLCNational Planning Corporation10-25-2017
Andres J. PetersonIndependent Financial Group, LLCNational Planning Corporation$3210-24-2017
Joseph Murle GreenSagePoint Financial, Inc.National Planning Corporation$2509-10-2015
Berry Allen TaylorLPL Financial LLCNational Planning Corporation07-31-2012
Rodney Tracey FlanneryAdvantage Investment Management, LLCNational Planning Corporation07-24-2012
Philip Steven ScottAdvantage Investment Management, LLCNational Planning Corporation07-12-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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