Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph F St PedroSecurities America, Inc.National Planning Corporation11-01-2017
John Patrick ReidySecurities America, Inc.National Planning Corporation11-01-2017
Joanne Marie NataleSecurities America, Inc.National Planning Corporation10-26-2017
John David AndersonSecurities America, Inc.National Planning Corporation10-25-2017
Christopher Michael MuellerCommonwealth Financial NetworkNational Planning Corporation10-23-2017
Thomas Evan ZeweSecurities America, Inc.National Planning Corporation10-19-2017
Craig A HahnlenSecurities America, Inc.National Planning Corporation10-19-2017
John Harold Kirschner IIISecurities America, Inc.National Planning Corporation10-09-2017
Kevin M. McCarthyWoodbury Financial Services, Inc.National Planning Corporation09-29-2017
Matthew Daniel SherawCambridge Investment Research, Inc.National Planning Corporation02-03-2017
Tamara Marie SerafiniHefren-Tillotson, Inc.National Planning Corporation10-01-2015
Eric Charles BeittelAmerican Portfolios Financial Services, Inc.National Planning Corporation08-12-2013
Keith E. LongRoyal Alliance Associates, Inc.National Planning Corporation01-24-2013
Brent Allen FirestoneRoyal Alliance Associates, Inc.National Planning Corporation11-16-2012
Stephen Mark StackhouseLPL Financial LLCNational Planning Corporation04-15-2011
Gary Robert BurghdorfLPL Financial LLCNational Planning Corporation04-15-2011
Jeffrey Allan HofmannVALIC Financial Advisors, Inc.National Planning Corporation04-09-2010
Ronald Fair Paull IIILPL Financial LLCNational Planning Corporation$1007-31-2012
James Murray Paul IIIAdvantage Investment Management, LLCNational Planning Corporation$1007-31-2012
Katherine Anne Praydick-MeoFortune Financial Services, Inc.National Planning Corporation$5008-16-2017
John Joseph Meo Jr.Fortune Financial Services, Inc.National Planning Corporation$5008-10-2017
Joseph John BorgeseCetera Advisors LLCNational Planning Corporation$10010-31-2017
Jeffrey Jon BuchananSecurities America, Inc.National Planning Corporation$10010-19-2017
Merrill Lee WixonCommonwealth Financial NetworkNational Planning Corporation$15010-23-2017
William James ParkerPurshe Kaplan Sterling InvestmentsNational Planning Corporation$15011-14-2014
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.