Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Mark FruendtSecurities America, Inc.National Planning Corporation$2511-02-2017
Ronald C. JerniganSigma Financial CorporationNational Planning Corporation10-19-2017
Robert E. SchobelRoyal Alliance Associates, Inc.National Planning Corporation10-19-2017
Mark Douglas CaldwellRoyal Alliance Associates, Inc.National Planning Corporation$5010-16-2017
Alex B. PinaRoyal Alliance Associates, Inc.National Planning Corporation$1310-16-2017
Richard Todd ThweattRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Christopher John HernandezRoyal Alliance Associates, Inc.National Planning Corporation$5010-16-2017
Chad Edward BenoitRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Robert J. Russell Jr.Royal Alliance Associates, Inc.National Planning Corporation10-16-2017
James Leroy SchulmireUSA Financial Securities CorporationNational Planning Corporation10-16-2017
Todd Wayne McLaneUSA Financial Securities CorporationNational Planning Corporation$7510-16-2017
Frank Andrew McLane Jr.USA Financial Securities CorporationNational Planning Corporation$15010-16-2017
Patrick York McLaneUSA Financial Securities CorporationNational Planning Corporation10-16-2017
Matthew McLaneUSA Financial Securities CorporationNational Planning Corporation$2010-16-2017
Daniel S. UreUSA Financial Securities CorporationNational Planning Corporation10-16-2017
Mark Evyan HollisCambridge Investment Research, Inc.National Planning Corporation$2510-04-2017
Stephen Robert JenkinsPurshe Kaplan Sterling InvestmentsNational Planning Corporation$1009-29-2017
Keith Douglas HuffRoyal Alliance Associates, Inc.National Planning Corporation$5009-26-2017
Brandi Jessica CottenKalos Capital, Inc.National Planning Corporation07-26-2017
Joseph A. QuartucciKalos Capital, Inc.National Planning Corporation07-07-2017
Michael Cameron WenzelKalos Capital, Inc.National Planning Corporation07-07-2017
Terence Herbert TaylorKalos Capital, Inc.National Planning Corporation07-07-2017
Jennifer Kristie TaylorKalos Capital, Inc.National Planning Corporation07-07-2017
Clellan Vance HyattKalos Capital, Inc.National Planning Corporation07-07-2017
Kyle Jason RobargeKalos Capital, Inc.National Planning Corporation07-07-2017
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.