Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Davis MadaraAdvisory Services NetworkNational Securities Corporation09-01-2016
John Anthony Miller Jr.Advisory Services NetworkNational Securities Corporation09-01-2016
Antony Mason Sr.Aegis Capital Corp.National Securities Corporation01-24-2017
George Michael RussellAegis Capital Corp.National Securities Corporation$4701-24-2017
Hemant Pal SinghAegis Capital Corp.National Securities Corporation01-24-2017
Michael Jeffrey CraneAegis Capital Corp.National Securities Corporation$2501-24-2017
Alfred Victor Scerbo Jr.Aegis Capital Corp.National Securities Corporation01-23-2017
Kayvan KaroonAegis Capital Corp.National Securities Corporation01-23-2017
Mickey B SchreiberAegis Capital Corp.National Securities Corporation08-05-2016
Joseph Peter CarraraAegis Capital Corp.National Securities Corporation08-05-2016
Dennis William TapinekisAegis Capital Corp.National Securities Corporation08-05-2016
Dawn Marie SharpeAegis Capital Corp.National Securities Corporation08-05-2016
Rocco James LavistaArive Capital MarketsNational Securities Corporation$110-05-2015
Vincent A. Digioia LairdAXA Advisors, LLCNational Securities Corporation05-08-2014
Thomas L PetersB. Riley Wealth ManagementNational Securities Corporation10-14-2011
Dragi PaunovskiB. Riley Wealth ManagementNational Securities Corporation10-14-2011
Taheem Marquis HamiltonDavid Lerner Associates, Inc.National Securities Corporation09-14-2015
Jeffrey Allan BrotenFirst Standard Financial Company LLCNational Securities Corporation$5002-26-2018
Gabriel BlockFirst Standard Financial Company LLCNational Securities Corporation$5003-18-2016
Debra C BourneFirst Standard Financial Company LLCNational Securities Corporation$503-17-2016
Michael Cunha MirandaJ.P. Morgan Securities LLCNational Securities Corporation02-22-2016
Eugene James KirkwoodKirkwood Eugene J., Sr.National Securities Corporation06-26-2009
Michael KaplanKovack Securities Inc.National Securities Corporation02-08-2016
Kaywan Ghazi-ZadehMain Street Financial Solutions, LLCNational Securities Corporation06-13-2017
Ricardo ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation03-05-2019
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.