Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne Warren Roser IIA.G.P / Alliance Global PartnersNational Securities Corporation09-14-2020
Anthony J SperanzaNYLIFE Securities LLCNational Securities Corporation01-23-2020
Justin Roel MendozaSpartan Capital Securities, LLCNational Securities Corporation$5012-16-2019
Kevin Richard WilsonWorden Capital Management LLCNational Securities Corporation$5011-29-2019
Lisa Beth ShermanAmeriprise Financial Services, LLCNational Securities Corporation$5011-21-2019
Brian Michael ThorntonCetera Advisor Networks LLCNational Securities Corporation$2510-21-2019
Andrew Austin SirvisCetera Advisor Networks LLCNational Securities Corporation$15010-21-2019
Stephen Biagio PolsinelliMaxim Group LLCNational Securities Corporation07-22-2019
Robert Randall DoughertySovereign Global Advisors LLCNational Securities Corporation04-18-2019
Joseph A GilenoSovereign Global Advisors LLCNational Securities Corporation04-16-2019
Jamie GoldgrubMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation03-21-2019
Dalila Costa-LeroySpartan Capital Securities, LLCNational Securities Corporation$5003-04-2019
Kevin HysenbegasiCitigroup Global Markets Inc.National Securities Corporation11-27-2018
Christopher John VoccolaMadison Global Partners LLCNational Securities Corporation10-10-2018
Anton SukajJ.P. Morgan Securities LLCNational Securities Corporation09-27-2018
Oleg E ShapiroChelsea Financial ServicesNational Securities Corporation$5007-19-2018
Kirt SamuelPHX Financial, Inc.National Securities Corporation$2507-10-2018
Robert Spencer Bryce JrAegis Capital Corp.National Securities Corporation07-05-2018
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation05-10-2018
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael Paul HuddlesNorthwestern Mutual Investment Services, LLCNational Securities Corporation$5005-07-2018
Christopher Ryan DeForestMorgan StanleyNational Securities Corporation01-10-2018
Brian E BrennanCitigroup Global Markets Inc.National Securities Corporation$5012-18-2017
Michelle AdlerCitigroup Global Markets Inc.National Securities Corporation12-05-2017
Michael FasciglioneAegis Capital Corp.National Securities Corporation$5009-13-2017
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.