Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Biagio PolsinelliMaxim Group LLCNational Securities Corporation07-22-2019
Jamie Brett GoldgrubMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation03-21-2019
Kevin HysenbegasiCitigroup Global Markets Inc.National Securities Corporation11-27-2018
Oleg E ShapiroChelsea Financial ServicesNational Securities Corporation$5007-19-2018
Robert Spencer Bryce Jr.Aegis Capital Corp.National Securities Corporation07-05-2018
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael Paul HuddlesNorthwestern Mutual Investment Services, LLCNational Securities Corporation$5005-07-2018
James Dabney McMurray Jr.LifeMark Securities Corp.National Securities Corporation02-01-2018
Brian E BrennanCitigroup Global Markets Inc.National Securities Corporation12-18-2017
Michelle AdlerCitigroup Global Markets Inc.National Securities Corporation12-05-2017
Michael Anthony SchiavelloAegis Capital Corp.National Securities Corporation09-11-2017
James J MarianiAegis Capital Corp.National Securities Corporation09-06-2017
Edward Brian HaggertyAegis Capital Corp.National Securities Corporation09-01-2017
Vasilios TakosAegis Capital Corp.National Securities Corporation09-01-2017
George Anthony TapinekisAegis Capital Corp.National Securities Corporation09-01-2017
Peter MamaisAegis Capital Corp.National Securities Corporation09-01-2017
Anthony T DevitoAegis Capital Corp.National Securities Corporation09-01-2017
Daniel Joseph RipleyIBN Financial Services, Inc.National Securities Corporation$1008-16-2017
Nathan KodsiAegis Capital Corp.National Securities Corporation08-15-2017
Jeffrey Michael WadhamsCape Securities Inc.National Securities Corporation07-27-2017
Philip K. DipernaCitigroup Global Markets Inc.National Securities Corporation06-27-2017
Jeffrey William HanrettyLifeMark Securities Corp.National Securities Corporation$5006-02-2017
Anthony SantarpiaAegis Capital Corp.National Securities Corporation05-02-2017
Joseph Dennis Quinn IIILPL Financial LLCNational Securities Corporation$10004-28-2017
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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