Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony J. SperanzaNYLIFE Securities LLCNational Securities Corporation01-23-2020
Jason James WalshJoseph Gunnar & Co. LLCNational Securities Corporation01-07-2020
Justin Roel MendozaSpartan Capital Securities, LLCNational Securities Corporation$5012-16-2019
Kevin Richard WilsonWorden Capital Management LLCNational Securities Corporation$5011-29-2019
Brian Michael ThorntonCetera Advisor Networks LLCNational Securities Corporation$2510-21-2019
Andrew Austin SirvisCetera Advisor Networks LLCNational Securities Corporation$15010-21-2019
Stephen Biagio PolsinelliMaxim Group LLCNational Securities Corporation07-22-2019
Robert Randall DoughertySovereign Global Advisors LLCNational Securities Corporation04-18-2019
Joseph A. GilenoSovereign Global Advisors LLCNational Securities Corporation04-16-2019
Jamie Brett GoldgrubMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation03-21-2019
Dalila Costa-LeroySpartan Capital Securities, LLCNational Securities Corporation$5003-04-2019
Kevin HysenbegasiCitigroup Global Markets Inc.National Securities Corporation11-27-2018
Christopher John VoccolaMadison Global Partners LLCNational Securities Corporation10-10-2018
Louis Adam BerkowitzIBN Financial Services, Inc.National Securities Corporation09-28-2018
Anton SukajJ.P. Morgan Securities LLCNational Securities Corporation09-27-2018
Vasilios RoussosNorthwestern Mutual Investment Services, LLCNational Securities Corporation08-29-2018
Brett LibermanJ.P. Morgan Securities LLCNational Securities Corporation08-14-2018
Oleg E ShapiroChelsea Financial ServicesNational Securities Corporation$5007-19-2018
Kirt SamuelPHX Financial, Inc.National Securities Corporation$2507-10-2018
Robert Spencer Bryce Jr.Aegis Capital Corp.National Securities Corporation07-05-2018
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael Paul HuddlesNorthwestern Mutual Investment Services, LLCNational Securities Corporation$5005-07-2018
James Bryant Eichner Jr.Allied Millennial Partners, LLCNational Securities Corporation02-22-2018
James Dabney McMurray Jr.LifeMark Securities Corp.National Securities Corporation02-01-2018
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Showing 1 to 25 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.