Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Bum Soo KimA.G.P / Alliance Global PartnersNational Securities Corporation$15010-09-2017
Robert Spencer Bryce Jr.Aegis Capital Corp.National Securities Corporation07-05-2018
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael FasciglioneAegis Capital Corp.National Securities Corporation$1,00009-13-2017
Michael Anthony SchiavelloAegis Capital Corp.National Securities Corporation09-11-2017
James J MarianiAegis Capital Corp.National Securities Corporation09-06-2017
Edward Brian HaggertyAegis Capital Corp.National Securities Corporation09-01-2017
Vasilios TakosAegis Capital Corp.National Securities Corporation09-01-2017
Eric NewmanAegis Capital Corp.National Securities Corporation09-01-2017
George Anthony TapinekisAegis Capital Corp.National Securities Corporation09-01-2017
Peter MamaisAegis Capital Corp.National Securities Corporation09-01-2017
Anthony T DevitoAegis Capital Corp.National Securities Corporation09-01-2017
Nathan KodsiAegis Capital Corp.National Securities Corporation08-15-2017
Mark Sam KoltaAegis Capital Corp.National Securities Corporation06-08-2017
Anthony SantarpiaAegis Capital Corp.National Securities Corporation05-02-2017
Lance Allan MoodyAegis Capital Corp.National Securities Corporation$1002-17-2017
Eyal FaragAegis Capital Corp.National Securities Corporation09-08-2014
Samuel J. SchellerAegis Capital Corp.National Securities Corporation$5001-03-2013
Edmund Roger ZackAegis Capital Corp.National Securities Corporation06-01-2012
Giovanni DominoAlexander Capital, L.P.National Securities Corporation$15005-20-2016
James Bryant Eichner Jr.Allied Millennial Partners, LLCNational Securities Corporation02-22-2018
Carmelo DefrancoAllied Millennial Partners, LLCNational Securities Corporation08-21-2017
Matthew John King Jr.Allied Millennial Partners, LLCNational Securities Corporation$5003-14-2014
Adam Steven RibackAllstate Financial Services, LLCNational Securities Corporation$1001-13-2016
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Showing 1 to 25 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.