Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph Edward Metz Jr.Spartan Capital Securities, LLCNational Securities Corporation08-24-2009
Kevin N KittUBS Financial Services Inc.National Securities Corporation06-07-2010
Teddy LellosJoseph Gunnar & Co. LLCNational Securities Corporation04-05-2012
Robert Thomas KennedyJ.P. Morgan Securities LLCNational Securities Corporation10-01-2012
Oliver KimRoyal Alliance Associates, Inc.National Securities Corporation$1002-08-2013
Scott Jay MatalonAmeriprise Financial Services, Inc.National Securities Corporation05-31-2013
Michael Thomas KarwoskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation07-08-2013
Joe Way LiewCitigroup Global Markets Inc.National Securities Corporation$2508-14-2013
Albert Chase F. AquinoColumbus Advisory Group, Ltd.National Securities Corporation10-18-2013
Joseph M BoscoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation12-06-2013
Adam Oliver IhaszMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$10001-07-2014
Steven Marc WeitzPurshe Kaplan Sterling InvestmentsNational Securities Corporation$5002-21-2014
Mark Lawrence HarrisAXA Advisors, LLCNational Securities Corporation03-28-2014
Dominick John RioloAmeriprise Financial Services, Inc.National Securities Corporation07-03-2014
Philip Eugene FalzoneHD Vest Investment ServicesNational Securities Corporation08-29-2014
Eyal FaragAegis Capital Corp.National Securities Corporation09-08-2014
Aalon RoseMorgan Wilshire Securities, Inc.National Securities Corporation10-21-2014
Natalie Joy EngelhardtMorgan StanleyNational Securities Corporation11-07-2014
Kieran John LoughranSpartan Capital Securities, LLCNational Securities Corporation11-18-2014
Nathaniel Ernest LagoyJ.P. Morgan Securities LLCNational Securities Corporation01-15-2015
Anthony NardiJ.P. Morgan Securities LLCNational Securities Corporation02-06-2015
Douglas Brent ZuckerWoodbury Financial Services, Inc.National Securities Corporation06-12-2015
Andrew J KraussAXA Advisors, LLCNational Securities Corporation07-28-2015
Steven St FortSW FinancialNational Securities Corporation11-06-2015
Jon R WesselsCitigroup Global Markets Inc.National Securities Corporation01-13-2016
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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