Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Allan NecaiseCambridge Investment Research Advisors, Inc.Nationwide Securities, LLC09-04-2020
Walter Joseph SommerfeltFortune Financial Services, Inc.Nationwide Securities, LLC08-21-2020
John Allen PetersonEquitable Advisors, LLCNationwide Securities, LLC08-21-2020
Salvador MonteagudoMML Investors Services, LLCNationwide Securities, LLC08-19-2020
Leslie Tull CorriganLPL Financial LLCNationwide Securities, LLC$2508-17-2020
Leslie Tull CorriganLPL Financial LLCNationwide Securities, LLC$2508-17-2020
Randall E. JonesThe Leaders Group, Inc.Nationwide Securities, LLC07-22-2020
Kevin Tate RuscherCetera Advisor Networks LLCNationwide Securities, LLC07-20-2020
Floyd Jeffrey StroupPlanMember Securities CorporationNationwide Securities, LLC$1007-02-2020
Dudley Kevin BrewerCambridge Investment Research, Inc.Nationwide Securities, LLC07-01-2020
Edward Bolivar Huffman Jr.Cabot Lodge Securities LLCNationwide Securities, LLC07-01-2020
Charles Christopher ArnottSA Stone Wealth Management Inc.Nationwide Securities, LLC07-01-2020
Michael Ray JenkinsCabot Lodge Securities LLCNationwide Securities, LLC07-01-2020
Jeffrey Lynn ErwinMoney Concepts Capital CorpNationwide Securities, LLC07-01-2020
Joseph John BrunoBrokers International Financial Services, LLC.Nationwide Securities, LLC07-01-2020
Michael Darell KarstetterCrown Capital Securities, L.P.Nationwide Securities, LLC07-01-2020
Kenneth John BurnsCetera Advisor Networks LLCNationwide Securities, LLC07-01-2020
David Bryan BoweryThe Leaders Group, Inc.Nationwide Securities, LLC$2507-01-2020
John Thomas ClarkCambridge Investment Research, Inc.Nationwide Securities, LLC07-01-2020
Altaf HussainH. Beck, Inc.Nationwide Securities, LLC06-30-2020
Bobby Thomas Jr.Cambridge Investment Research, Inc.Nationwide Securities, LLC06-30-2020
Tamara Jaber AbdelsamadH. Beck, Inc.Nationwide Securities, LLC06-30-2020
Scott Aaron RichardsPrincipal Securities, Inc.Nationwide Securities, LLC06-30-2020
Mitchell Jordan BleckerLPL Financial LLCNationwide Securities, LLC06-29-2020
Peter B LuciaLPL Financial LLCNationwide Securities, LLC$23005-01-2020
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Showing 1 to 25 of 497 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.