Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Michael Lee Bush | J.W. Cole Financial, Inc. | Nationwide Securities, LLC | — | 03-02-2009 |
| Victor C. Campbell Jr. | Allstate Financial Services, LLC | Nationwide Securities, LLC | — | 03-17-2009 |
| Michael Allan Cummings | Allstate Financial Services, LLC | Nationwide Securities, LLC | — | 03-18-2009 |
| Shawn Hamilton Foster | Ameritas Investment Corp. | Nationwide Securities, LLC | — | 04-01-2009 |
| Nicolas Troy Abrams | Ameritas Investment Corp. | Nationwide Securities, LLC | — | 05-04-2009 |
| Mark Steven Moore | Securities America, Inc. | Nationwide Securities, LLC | — | 05-11-2009 |
| David P Feeney | AXA Advisors, LLC | Nationwide Securities, LLC | — | 01-01-2010 |
| David Allen Koetje | Voya Financial Advisors, Inc. | Nationwide Securities, LLC | $50 | 01-04-2010 |
| Daniel Lee Hoelscher | Seniormark, LLC | Nationwide Securities, LLC | — | 01-04-2010 |
| John Charles Newell | Raymond James Financial Services, Inc. | Nationwide Securities, LLC | $50 | 05-05-2010 |
| Ottis Ray Simmons | Symphonic Securities LLC | Nationwide Securities, LLC | — | 06-02-2010 |
| Mark Alan Wilcox | Securities America, Inc. | Nationwide Securities, LLC | — | 06-16-2010 |
| Denise G. Sowell | Royal Alliance Associates, Inc. | Nationwide Securities, LLC | $10 | 07-16-2010 |
| Raymond John Timm | Private Client Services, LLC | Nationwide Securities, LLC | — | 07-16-2010 |
| Eric Lee Reataza | Cambridge Investment Research, Inc. | Nationwide Securities, LLC | — | 07-16-2010 |
| Mitchell Despinich | Private Client Services, LLC | Nationwide Securities, LLC | — | 07-16-2010 |
| Alston Hall Killen | Royal Alliance Associates, Inc. | Nationwide Securities, LLC | — | 07-16-2010 |
| Thomas William Headlee Jr. | H. Beck, Inc. | Nationwide Securities, LLC | — | 07-27-2010 |
| Jerry Mark Bernstein | Royal Alliance Associates, Inc. | Nationwide Securities, LLC | $10 | 07-30-2010 |
| Jeffrey Dominic Dattolo | M Holdings Securities, Inc. | Nationwide Securities, LLC | — | 10-22-2010 |
| Francis John Lojewski Jr. | M Holdings Securities, Inc. | Nationwide Securities, LLC | $100 | 10-28-2010 |
| David T Buckwald | M Holdings Securities, Inc. | Nationwide Securities, LLC | — | 10-29-2010 |
| Deepak Shivakumar Alur | M Holdings Securities, Inc. | Nationwide Securities, LLC | — | 10-29-2010 |
| Ruby Nell Hendricks | Cambridge Investment Research, Inc. | Nationwide Securities, LLC | — | 11-01-2010 |
| David Woods | State Farm VP Management Corp. | Nationwide Securities, LLC | — | 01-26-2011 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
