Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lee BushJ.W. Cole Financial, Inc.Nationwide Securities, LLC03-02-2009
Victor C. Campbell Jr.Allstate Financial Services, LLCNationwide Securities, LLC03-17-2009
Michael Allan CummingsAllstate Financial Services, LLCNationwide Securities, LLC03-18-2009
Shawn Hamilton FosterAmeritas Investment Corp.Nationwide Securities, LLC04-01-2009
Nicolas Troy AbramsAmeritas Investment Corp.Nationwide Securities, LLC05-04-2009
Mark Steven MooreSecurities America, Inc.Nationwide Securities, LLC05-11-2009
David P FeeneyAXA Advisors, LLCNationwide Securities, LLC01-01-2010
David Allen KoetjeVoya Financial Advisors, Inc.Nationwide Securities, LLC$5001-04-2010
Daniel Lee HoelscherSeniormark, LLCNationwide Securities, LLC01-04-2010
John Charles NewellRaymond James Financial Services, Inc.Nationwide Securities, LLC$5005-05-2010
Ottis Ray SimmonsSymphonic Securities LLCNationwide Securities, LLC06-02-2010
Mark Alan WilcoxSecurities America, Inc.Nationwide Securities, LLC06-16-2010
Denise G. SowellRoyal Alliance Associates, Inc.Nationwide Securities, LLC$1007-16-2010
Raymond John TimmPrivate Client Services, LLCNationwide Securities, LLC07-16-2010
Eric Lee ReatazaCambridge Investment Research, Inc.Nationwide Securities, LLC07-16-2010
Mitchell DespinichPrivate Client Services, LLCNationwide Securities, LLC07-16-2010
Alston Hall KillenRoyal Alliance Associates, Inc.Nationwide Securities, LLC07-16-2010
Thomas William Headlee Jr.H. Beck, Inc.Nationwide Securities, LLC07-27-2010
Jerry Mark BernsteinRoyal Alliance Associates, Inc.Nationwide Securities, LLC$1007-30-2010
Jeffrey Dominic DattoloM Holdings Securities, Inc.Nationwide Securities, LLC10-22-2010
Francis John Lojewski Jr.M Holdings Securities, Inc.Nationwide Securities, LLC$10010-28-2010
David T BuckwaldM Holdings Securities, Inc.Nationwide Securities, LLC10-29-2010
Deepak Shivakumar AlurM Holdings Securities, Inc.Nationwide Securities, LLC10-29-2010
Ruby Nell HendricksCambridge Investment Research, Inc.Nationwide Securities, LLC11-01-2010
David WoodsState Farm VP Management Corp.Nationwide Securities, LLC01-26-2011
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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