Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derry Leroy Haywood IIMML Investors Services, LLCNew England Securities06-08-2015
Walter Frederick DillawayAvantax Investment Services, Inc.New England Securities$5005-14-2015
Karl Eugene SchieferMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities03-03-2015
Kenneth Eugene LangLincoln Financial Securities CorporationNew England Securities03-02-2015
Robert George TardioSagePoint Financial, Inc.New England Securities02-10-2015
William Mckenzie Forrester JrSecurian Financial Services, Inc.New England Securities02-03-2015
Joanna Nina CraneyHornor, Townsend & Kent, LLCNew England Securities01-30-2015
Paul S HeitzkeyRobert W. Baird & Co. IncorporatedNew England Securities01-12-2015
Neil William RosenblattCrown Capital Securities, L.P.New England Securities01-07-2015
William Tethelonius JohnsonSt. Germain Securities, Inc.New England Securities01-02-2015
John Edward BurdettCambridge Investment Research, Inc.New England Securities01-02-2015
Gabriel MilanoTD Ameritrade Investment Management, LLCNew England Securities12-22-2014
Robert George Haddenhorst JrPruco Securities, LLC.New England Securities12-19-2014
Jeffrey Ryan ThompsonMorgan StanleyNew England Securities12-19-2014
Kevin Cole KynochSecurian Financial Services, Inc.New England Securities$10012-18-2014
Charles Richardson IeuterLPL Financial LLCNew England Securities$5012-18-2014
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
Linus J ParkMcAdam LLCNew England Securities12-10-2014
Carole Weeks DuffeyInfinex Investments, Inc.New England Securities12-02-2014
Peter D HorwitchJ.W. Cole Financial, Inc.New England Securities$1612-01-2014
Martin Ira FriedmanLPL Financial LLCNew England Securities$2512-01-2014
Kathleen Elizabeth OwingsJ.W. Cole Financial, Inc.New England Securities12-01-2014
Michael Joseph WoitkoskiLPL Financial LLCNew England Securities$2511-25-2014
Gerald Melvin GozLPL Financial LLCNew England Securities11-17-2014
Brett G KetvertisLincoln Financial Advisors CorporationNew England Securities$2511-14-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.