Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derry Leroy Haywood IIMML Investors Services, LLCNew England Securities06-08-2015
Walter Frederick DillawayAvantax Investment Services, Inc.New England Securities$50005-14-2015
Marie Nancy O'BrienPruco Securities, LLC.New England Securities05-13-2015
John Haywood Lyon Jr.MML Investors Services, LLCNew England Securities04-15-2015
John Michael KesslerAmeriprise Financial Services, Inc.New England Securities03-10-2015
Karl E. SchieferMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities03-03-2015
Kenneth Eugene LangLincoln Financial Securities CorporationNew England Securities03-02-2015
Henry Hunter Odom Jr.Securities America, Inc.New England Securities02-20-2015
Donn Sandy LevineSecurian Financial Services, Inc.New England Securities02-11-2015
Leonard Todd JohnsonSagePoint Financial, Inc.New England Securities$10002-10-2015
Robert George TardioSagePoint Financial, Inc.New England Securities02-10-2015
William Mckenzie Forrester Jr.Securian Financial Services, Inc.New England Securities02-03-2015
Joanna Nina CraneyHornor, Townsend & Kent, LLCNew England Securities01-30-2015
Robert Arthur Koba Jr.LPL Financial LLCNew England Securities01-28-2015
Charles Ernest EdwardsGeneos Wealth Management, Inc.New England Securities01-26-2015
Marc Jay BernsteinHornor, Townsend & Kent, LLCNew England Securities$15001-22-2015
Jonathan L AlandyPruco Securities, LLC.New England Securities01-22-2015
Ellen Marie R SmithMML Investors Services, LLCNew England Securities01-22-2015
Stephen Francis SzostekEssex Securities LLCNew England Securities$25001-20-2015
Tammis Archambo McmillanWaddell & ReedNew England Securities$10001-16-2015
Matthew Aaron AmbuehlPruco Securities, LLC.New England Securities01-16-2015
Karl Matthew OberHornor, Townsend & Kent, LLCNew England Securities01-13-2015
Neil William RosenblattCrown Capital Securities, L.P.New England Securities01-07-2015
Thomas Frank KarnerSII Investments, Inc.New England Securities01-05-2015
Patrick Ross MaddenINVESTMENT PROFESSIONALS, INC.New England Securities$10001-02-2015
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Showing 1 to 25 of 719 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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