Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Brian KissingerAllstate Financial Services, LLCNew England Securities10-23-2014
Matthew James HeckAllstate Financial Services, LLCNew England Securities10-13-2014
Ronald Philip RubinAllstate Financial Services, LLCNew England Securities$10003-10-2014
James Michael MurphyAllstate Financial Services, LLCNew England Securities$25004-19-2013
Suong Thao PhungAllstate Financial Services, LLCNew England Securities03-01-2013
Luis GonzalezAllstate Financial Services, LLCNew England Securities01-22-2013
Joseph Ray EvansAllstate Financial Services, LLCNew England Securities04-15-2011
Rajesh KhullarAllstate Financial Services, LLCNew England Securities02-11-2011
Michael James BarrettAllstate Financial Services, LLCNew England Securities$10002-04-2011
Evans Lee TaylorAllstate Financial Services, LLCNew England Securities$25002-18-2010
Dana Harris Wiltsey StallingsAmerican Portfolios Financial Services, Inc.New England Securities$50008-08-2012
John P OttAmerican Portfolios Financial Services, Inc.New England Securities$50011-05-2010
John Michael KesslerAmeriprise Financial Services, Inc.New England Securities03-10-2015
Kimberly Ann CarrollAmeriprise Financial Services, Inc.New England Securities09-09-2013
Michael C ReisAmeriprise Financial Services, Inc.New England Securities$50007-13-2012
Robin Elaine GannAmeriprise Financial Services, Inc.New England Securities$10006-08-2012
Michael Robert CalgaardAmeriprise Financial Services, Inc.New England Securities05-22-2012
James Edward RiceAmeriprise Financial Services, Inc.New England Securities01-13-2012
Robert L. Smith Jr.Ameriprise Financial Services, Inc.New England Securities$10008-25-2010
Dorothy Alice AdairAmeriprise Financial Services, Inc.New England Securities$10001-21-2010
Erik Paul LarsonAmeriprise Financial Services, Inc.New England Securities10-22-2009
Michael Wayne ArthursAmeritas Investment Corp.New England Securities$10007-01-2014
William James ValoneAmeritas Investment Corp.New England Securities04-07-2014
Roland Cortes RusichAmeritas Investment Corp.New England Securities$10009-16-2013
Michael Joseph RoodAmeritas Investment Corp.New England Securities$25002-01-2013
Next Page »

Showing 1 to 25 of 719 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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