Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Richardson IeuterLPL Financial LLCNew England Securities12-18-2014
Martin Ira FriedmanLPL Financial LLCNew England Securities12-01-2014
Michael Joseph WoitkoskiLPL Financial LLCNew England Securities11-25-2014
Gerald Melvin GozLPL Financial LLCNew England Securities$2511-17-2014
Mark Andrew SensemanLPL Financial LLCNew England Securities$5011-13-2014
Barclay K. CallenderLPL Financial LLCNew England Securities11-12-2014
Paul Sun-Wook LimLPL Financial LLCNew England Securities$5011-11-2014
Matthew Allen RobertsLPL Financial LLCNew England Securities$1011-11-2014
Darren Blaine ToddLPL Financial LLCNew England Securities11-11-2014
Joe Francis Redmond IIILPL Financial LLCNew England Securities$2511-10-2014
James Dale Brown Jr.LPL Financial LLCNew England Securities$1011-10-2014
Marc Arlyn GalloLPL Financial LLCNew England Securities11-10-2014
Mitchell Douglas StolbaLPL Financial LLCNew England Securities$1011-03-2014
Jason GamettLPL Financial LLCNew England Securities10-30-2014
Michael R. ProtoLPL Financial LLCNew England Securities10-22-2014
John R. Ewing IIILPL Financial LLCNew England Securities10-20-2014
Ruben Jimenez GonzalezLPL Financial LLCNew England Securities10-14-2014
Charles Gilbert Hall IIILPL Financial LLCNew England Securities10-14-2014
Jimmy LeeLPL Financial LLCNew England Securities10-10-2014
Carolrose Ann SchlesingerLPL Financial LLCNew England Securities$5010-03-2014
Mitchell Hutto HesenLPL Financial LLCNew England Securities$5005-27-2014
Ryan O. HaslamLPL Financial LLCNew England Securities$2505-27-2014
Ronald Cheong Ming ShihLPL Financial LLCNew England Securities05-09-2014
Sammy MoyLPL Financial LLCNew England Securities05-09-2014
Martha Sandra SolomonLPL Financial LLCNew England Securities05-09-2014
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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