Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Jonathan WaldmanNorthwestern Mutual Investment Services, LLCNew England Securities05-27-2009
John Michael PuleoNorthwestern Mutual Investment Services, LLCNew England Securities06-23-2009
Steven Charles CalcaterraNorthwestern Mutual Investment Services, LLCNew England Securities03-23-2011
Jeremy Richard FagerNorthwestern Mutual Investment Services, LLCNew England Securities08-19-2011
Taia Jean RileyNorthwestern Mutual Investment Services, LLCNew England Securities$10008-28-2012
Robert Hunter AndersonNorthwestern Mutual Investment Services, LLCNew England Securities05-14-2013
Ryan Michael EvansNorthwestern Mutual Investment Services, LLCNew England Securities01-27-2014

Showing 1 to 7 of 7 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.