Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Anthony MerberPark Avenue Securities LLCNew England Securities05-06-2014
Kevin M. McKeePark Avenue Securities LLCNew England Securities$2501-17-2014
Gordon Lyle BrookhartPark Avenue Securities LLCNew England Securities12-13-2013
Laurence Bennett TurellPark Avenue Securities LLCNew England Securities12-10-2013
Robert Alfred HolmesPark Avenue Securities LLCNew England Securities$5011-14-2013
Ivan WatanabePark Avenue Securities LLCNew England Securities06-28-2013
Lori Ann ThanerPark Avenue Securities LLCNew England Securities05-21-2013
Patrick Curtis ThomasPark Avenue Securities LLCNew England Securities01-04-2013
Marvin Chad StockettPark Avenue Securities LLCNew England Securities01-04-2013
Lee Montgomery YoungPark Avenue Securities LLCNew England Securities$1008-13-2012
William J GordonPark Avenue Securities LLCNew England Securities05-15-2012
George Daniel Lehmann IVPark Avenue Securities LLCNew England Securities05-02-2012
Thomas Jefferson Sibley Jr.Park Avenue Securities LLCNew England Securities12-21-2011
Michael Louis RelvasPark Avenue Securities LLCNew England Securities04-13-2010
James Bradley GarnerPark Avenue Securities LLCNew England Securities01-15-2010
Harold Green McIntosh Jr.Park Avenue Securities LLCNew England Securities01-06-2010
David Blair ThompsonPark Avenue Securities LLCNew England Securities09-18-2009
Joseph Brian FitzgeraldPark Avenue Securities LLCNew England Securities08-26-2009
John Arthur MessiterPark Avenue Securities LLCNew England Securities02-04-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.