Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie Nancy O'BrienPruco Securities, LLC.New England Securities05-13-2015
Jonathan L. AlandyPruco Securities, LLC.New England Securities01-22-2015
Matthew Aaron AmbuehlPruco Securities, LLC.New England Securities01-16-2015
Robert George Haddenhorst Jr.Pruco Securities, LLC.New England Securities$1012-19-2014
Edward J. SchmidtPruco Securities, LLC.New England Securities12-11-2014
Jorge FinkelbergPruco Securities, LLC.New England Securities06-26-2014
Steven AlfanoPruco Securities, LLC.New England Securities04-04-2014
Keith Anthony ColgrovePruco Securities, LLC.New England Securities12-19-2013
Phillip D. TronolonePruco Securities, LLC.New England Securities11-26-2013
Daniel V. BrungardPruco Securities, LLC.New England Securities10-09-2013
Brian Dean ParkerPruco Securities, LLC.New England Securities09-24-2013
Matthew C. McDonoughPruco Securities, LLC.New England Securities09-23-2013
Sean Richard Osamu Souza Jr.Pruco Securities, LLC.New England Securities07-25-2012
Patrick E. ConnersPruco Securities, LLC.New England Securities07-16-2012
Jarrid DietertPruco Securities, LLC.New England Securities07-09-2012
Angellar LacourPruco Securities, LLC.New England Securities07-03-2012
Spencer B. VowellPruco Securities, LLC.New England Securities07-03-2012
Andrew DraperPruco Securities, LLC.New England Securities04-30-2012
William E. Washington Jr.Pruco Securities, LLC.New England Securities11-28-2011

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.