Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard Gerald SimonWaddell & ReedNew England Securities$10005-19-2009
John Albert BeiseWaddell & ReedNew England Securities$50012-02-2009
Perry Mathew SuttonWaddell & ReedNew England Securities09-21-2010
Kevin Daniel MakinWaddell & ReedNew England Securities04-15-2011
Jonalyn Hadap Habil-DusewiczWaddell & ReedNew England Securities05-17-2011
Jennifer Marie StangleWaddell & ReedNew England Securities$50007-25-2011
Jonathan David BaetyWaddell & ReedNew England Securities$10008-04-2011
Matthew Earl SteinkeWaddell & ReedNew England Securities01-18-2012
David William DraperWaddell & ReedNew England Securities08-14-2012
Leon HirachetaWaddell & ReedNew England Securities$50012-17-2012
Frank Lawrence LorantWaddell & ReedNew England Securities12-17-2012
Jonathan Michael ConstantWaddell & ReedNew England Securities$10003-03-2014
Tammis Archambo McmillanWaddell & ReedNew England Securities$10001-16-2015

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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