Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Wayne ArthursAmeritas Investment Corp.New England Securities07-01-2014
Brian Glenn BishopCetera Advisor Networks LLCNew England Securities$5009-03-2013
Richard J. JuruszCetera Advisor Networks LLCNew England Securities09-03-2013
Eric David HatfieldHatfield Insurance & Financial Services, Inc.New England Securities01-23-2014
Walter Frederick DillawayHD Vest Investment ServicesNew England Securities05-14-2015
David Andrew EbnerIndependent Financial Group, LLCNew England Securities06-20-2013
Michael Joseph WoitkoskiLPL Financial LLCNew England Securities11-25-2014
Paul Sun-Wook LimLPL Financial LLCNew England Securities$5011-11-2014
Darren Blaine ToddLPL Financial LLCNew England Securities11-11-2014
Marc Arlyn GalloLPL Financial LLCNew England Securities11-10-2014
Carolrose Ann SchlesingerLPL Financial LLCNew England Securities$5010-03-2014
Mitchell Hutto HesenLPL Financial LLCNew England Securities$5005-27-2014
Ryan O. HaslamLPL Financial LLCNew England Securities$2505-27-2014
Jennifer Lee CrisologoLPL Financial LLCNew England Securities03-14-2014
Randall Ernest BantaLPL Financial LLCNew England Securities11-29-2013
Derek John TurnbullLPL Financial LLCNew England Securities11-27-2013
Matthew J. PimeMML Investors Services, LLCNew England Securities08-15-2012
Van M Michael HessMML Investors Services, LLCNew England Securities05-13-2009
Jenny LeeMorgan StanleyNew England Securities02-06-2014
Eric Benvenuto SalvioParkland Securities, LLCNew England Securities02-02-2010
Marcia DiamantPlanMember Securities CorporationNew England Securities05-17-2011
Trevis Clint RucciRaymond James Financial Services, Inc.New England Securities02-02-2012
Sanjay DharSagePoint Financial, Inc.New England Securities07-14-2014
Marina Alexandra ArmbrusterSecurities America, Inc.New England Securities08-01-2012
Michael Anthony PosnerTD Ameritrade Investment Management, LLCNew England Securities07-01-2014
Next Page »

Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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