Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Tethelonius JohnsonSt. Germain Securities, Inc.New England Securities01-02-2015
Michael A. DonahueAvantax Investment Services, Inc.New England Securities03-10-2014
Ryan Raymond LeblancCUSO Financial Services, L.P.New England Securities$10002-24-2014
Brian Varney RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-25-2013
Kimberly Ann CarrollAmeriprise Financial Services, Inc.New England Securities09-09-2013
Paul Edward Goddu Jr.AXA Advisors, LLCNew England Securities$10006-04-2013
Scott Thomas HerbertSantander Securities LLCNew England Securities$10004-11-2013
Stanley Joseph PelcherMML Investors Services, LLCNew England Securities02-01-2013
Sidney Moore StarksLPL Financial LLCNew England Securities$25001-30-2013
James Alexander BianchiCadaret, Grant & Co., Inc.New England Securities01-04-2013
Michael Thomas MeehanBaystate Wealth ManagementNew England Securities10-25-2012
Christopher Carr HammondLPL Financial LLCNew England Securities$10009-27-2012
Norman Andre NadeauOneAmerica Securities, Inc.New England Securities$50009-21-2012
Michael John KurkulonisMutual Securities, Inc.New England Securities09-12-2012
Taia Jean RileyNorthwestern Mutual Investment Services, LLCNew England Securities$10008-28-2012
Gary Abbott DoodlesackOneAmerica Securities, Inc.New England Securities$10008-03-2012
Timothy M DuffanySingle Point PartnersNew England Securities06-14-2012
William Walter AlmondMorgan StanleyNew England Securities12-15-2011
Robert J IrvingMorgan StanleyNew England Securities$10009-30-2011
Ami Kitner HowesMML Investors Services, LLCNew England Securities08-04-2011
John Paul OrthmanOneAmerica Securities, Inc.New England Securities$50007-01-2011
Richard Kendrick BradshawEssex Securities LLCNew England Securities$25006-01-2011
John Anthony MeuseLPL Financial LLCNew England Securities$15010-05-2010
Kathleen Wells PlouffLincoln Financial Securities CorporationNew England Securities$10009-21-2010
James Stephen Davos Jr.Commonwealth Financial NetworkNew England Securities$10008-20-2010
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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