Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tammis Archambo McmillanWaddell & ReedNew England Securities$10001-16-2015
Thomas Frank KarnerSII Investments, Inc.New England Securities01-05-2015
Nathan Allen RichterGreat Valley Advisor Group, Inc.New England Securities11-13-2014
Matthew A. PetersonGreat Valley Advisor Group, Inc.New England Securities11-13-2014
Mitchell Douglas StolbaLPL Financial LLCNew England Securities$10011-03-2014
Amanda Jane JohnsonCRI Securities, LLCNew England Securities01-08-2014
Judson P. BeeskauCambridge Investment Research, Inc.New England Securities$14010-01-2013
Clint NelsonCambridge Investment Research, Inc.New England Securities10-01-2013
Steven T LydenCambridge Investment Research, Inc.New England Securities10-01-2013
Steven Erwin RamseyQuestar Capital CorporationNew England Securities09-19-2013
Benjamin RischallRoyal Alliance Associates, Inc.New England Securities$50008-02-2013
William Bruce SnyderWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)New England Securities05-28-2013
Jon M HughesVoya Financial Advisors, Inc.New England Securities05-02-2012
Steven Eugene OpdahlH. Beck, Inc.New England Securities06-10-2010
Rolf Lee WhiteParkland Securities, LLCNew England Securities$10006-01-2010
Brian Lloyd YoungH. Beck, Inc.New England Securities05-04-2010
Dale Kelly TealH. Beck, Inc.New England Securities$25004-30-2010
Steven John TrebergH. Beck, Inc.New England Securities$25004-30-2010
Vincent Paul TroyH. Beck, Inc.New England Securities$50004-30-2010
John Albert BeiseWaddell & ReedNew England Securities$50012-02-2009
Erik Paul LarsonAmeriprise Financial Services, Inc.New England Securities10-22-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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