Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert George Haddenhorst Jr.Pruco Securities, LLC.New England Securities$10012-19-2014
Heidi Laurel MartinPrincipal Securities, Inc.New England Securities$10001-03-2014
Daniel V. BrungardPruco Securities, LLC.New England Securities$10010-09-2013
Brian Dean ParkerPruco Securities, LLC.New England Securities09-24-2013
Matthew C. McDonoughPruco Securities, LLC.New England Securities$10009-23-2013
Craig William MarkhamCetera Advisor Networks LLCNew England Securities$12509-03-2013
Dolly N. SchaubEdward JonesNew England Securities08-19-2013
Mark Anthony RamosEdward JonesNew England Securities$10008-06-2012
Brandon Seth ApsellEdward JonesNew England Securities06-18-2012
Brett David MurchSecurities America, Inc.New England Securities$10011-09-2011
William Thomas LockwoodWoodbury Financial Services, Inc.New England Securities$25005-31-2011
Stephen Ford LondonCommonwealth Financial NetworkNew England Securities$50012-03-2010
Luz B. ElfikiCommonwealth Financial NetworkNew England Securities12-03-2010
Ronald Thomas YeatonOneAmerica Securities, Inc.New England Securities05-01-2010
Jeffery Warren LeathersCutter & Company, Inc.New England Securities02-19-2010
Dennis Charles PitzerMoloney Securities Co., Inc.New England Securities12-02-2009
James R LangeEdward JonesNew England Securities08-24-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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