Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie Nancy O'BrienPruco Securities, LLC.New England Securities05-13-2015
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
Bruce Peter BrochhagenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities11-20-2014
William E ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities10-29-2014
Gerald Joseph CastellanoSecurian Financial Services, Inc.New England Securities06-13-2014
Steven AlfanoPruco Securities, LLC.New England Securities04-04-2014
Alan Stuart BergerTriad Advisors LLCNew England Securities03-21-2014
Richard Steven BergerTriad Advisors LLCNew England Securities03-21-2014
Susan Marie Danna RymerTriad Advisors LLCNew England Securities03-21-2014
Janet Santa SherryTriad Advisors LLCNew England Securities$10003-21-2014
Ronald Norman York Jr.Triad Advisors LLCNew England Securities03-21-2014
Paul Douglas JetterInsight Private Advisors, LLCNew England Securities$5003-18-2014
Christopher VenutoInsight Private Advisors, LLCNew England Securities03-18-2014
Gary Hanley LynchSecurian Financial Services, Inc.New England Securities02-13-2014
Ryan M. EvansNorthwestern Mutual Investment Services, LLCNew England Securities01-27-2014
Reagan I. GoolcharanSecurities America, Inc.New England Securities01-16-2014
Chaitanya Suresh PatelTFS Securities, Inc.New England Securities$1001-02-2014
John E WieckowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities$1011-04-2013
Keith David HanenbergSecurian Financial Services, Inc.New England Securities$2511-01-2013
Scott Eric ShillingBCG Securities, Inc.New England Securities$1010-31-2013
Dominick Joseph Fiore Jr.TFS Securities, Inc.New England Securities$1010-01-2013
Edward Michael KelleherCetera Advisor Networks LLCNew England Securities$2509-03-2013
Thomas Dennis MartinCetera Investment Services LLCNew England Securities07-08-2013
Joanne Meredith YanogacioMorgan StanleyNew England Securities$1006-19-2013
Sean M. CostelloWells Fargo Clearing Services, LLCNew England Securities06-15-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.