Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William James ValoneAmeritas Investment Corp.New England Securities04-07-2014
Katherine Piscopo SteinHalliday Financial, LLCNew England Securities07-01-2013
Mitchell Allen CarronHornor, Townsend & Kent, LLCNew England Securities08-13-2010
Alix Antoine Bien-AimeHornor, Townsend & Kent, LLCNew England Securities08-13-2010
Steven Elliot KramerHornor, Townsend & Kent, LLCNew England Securities08-12-2010
Ankur ManchandaHornor, Townsend & Kent, LLCNew England Securities08-12-2010
Theodore Edward RauberLPL Financial LLCNew England Securities10-06-2009
Marc Anthony MerberPark Avenue Securities LLCNew England Securities05-06-2014
Laurence Bennett TurellPark Avenue Securities LLCNew England Securities12-10-2013
Ivan WatanabePark Avenue Securities LLCNew England Securities06-28-2013
Phillip D. TronolonePruco Securities, LLC.New England Securities11-26-2013
Kevin Cole KynochSecurian Financial Services, Inc.New England Securities12-18-2014
Emily Beth WirginSecurian Financial Services, Inc.New England Securities$1005-08-2014
Robert Lee DannSecurian Financial Services, Inc.New England Securities$5004-30-2014
Thomas Frank ClaroSecurian Financial Services, Inc.New England Securities04-18-2014
Craig Sidney ThompsonSecurian Financial Services, Inc.New England Securities04-15-2014
Arlene Koppel HaimsSecurian Financial Services, Inc.New England Securities02-24-2014
Cindy Gail SipkinSecurian Financial Services, Inc.New England Securities$5001-28-2014
Thomas Patrick CarolanSecurian Financial Services, Inc.New England Securities01-28-2014
Chris VasilakisSecurian Financial Services, Inc.New England Securities01-28-2014
Andrew Fortunato ClemenzaSecurian Financial Services, Inc.New England Securities01-27-2014
Bernard Abraham HillerSecurian Financial Services, Inc.New England Securities$5001-23-2014
Roderick Murphy CarolanSecurian Financial Services, Inc.New England Securities01-23-2014
Jonathan GreeneSecurian Financial Services, Inc.New England Securities01-17-2014
John Louis GranelliSecurian Financial Services, Inc.New England Securities01-16-2014
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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