Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Wynn CroweLPL Financial LLCNext Financial Group, Inc.$25005-01-2019
Bethany A. DavisLPL Financial LLCNext Financial Group, Inc.05-01-2019
Gregory W GlynnPrincipal Securities, Inc.Next Financial Group, Inc.01-26-2015
Paul Nathan ComerSA Stone Wealth Management Inc.Next Financial Group, Inc.04-29-2014
David Leo Van Rensselaer Jr.SA Stone Wealth Management Inc.Next Financial Group, Inc.$10004-28-2014
Randall Dickson TeegardinSA Stone Wealth Management Inc.Next Financial Group, Inc.04-28-2014
Dustin Joseph HughesSA Stone Wealth Management Inc.Next Financial Group, Inc.$10004-21-2014
Misty Ervin DavisLPL Financial LLCNext Financial Group, Inc.12-19-2013
Daniel Enrique LunaCetera Investment Services LLCNext Financial Group, Inc.$10009-24-2013
Michael Dwain JonesLifeCourse Capital, Inc.Next Financial Group, Inc.01-12-2012
Allen Dale SandlinLifeCourse Capital, Inc.Next Financial Group, Inc.07-29-2010
William Wheaton King IIILifeCourse Capital, Inc.Next Financial Group, Inc.06-01-2010
Malachy JoyceSA Stone Wealth Management Inc.Next Financial Group, Inc.03-20-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.