Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert William SternMoney Concepts Capital CorpNext Financial Group, Inc.$25009-01-2016
David Edwin BeatyThe Investment Center, Inc.Next Financial Group, Inc.$10007-16-2010
DIANE MAROUKIANThe O.N. Equity Sales CompanyNext Financial Group, Inc.$10005-07-2010
Dorothy Ann WilsonCetera Financial Specialists LLCNext Financial Group, Inc.$25012-04-2009
Jennifer Blake KaraczunVALIC Financial Advisors, Inc.Next Financial Group, Inc.$25009-10-2018
Joseph James RomeiWayne Wealth Management, Inc.Next Financial Group, Inc.04-02-2018
Joseph Leigh CotterPetersen Investments, Inc.Next Financial Group, Inc.03-24-2016
Mark Alan Boutote Sr.New Line Capital, LLCNext Financial Group, Inc.05-06-2014
Richard Louis D'ArminioAmerican Portfolios Financial Services, Inc.Next Financial Group, Inc.$50009-18-2017
Rudi Orlando BuetterichLincoln InvestmentNext Financial Group, Inc.$50004-04-2013
Steven Ray StudebakerThe Investment Center, Inc.Next Financial Group, Inc.$25007-16-2010
Steven S Maher Sr.American Portfolios Financial Services, Inc.Next Financial Group, Inc.$79009-07-2017
William J BugdonInvestacorp, Inc.Next Financial Group, Inc.11-07-2011

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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