Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian J LarocheMML Investors Services, LLCNext Financial Group, Inc.$10012-09-2011
Brian Patterson Robson Jr.Securities America, Inc.Next Financial Group, Inc.$10008-25-2017
Bruce Frederick GriggsSecurities America, Inc.Next Financial Group, Inc.$23008-25-2017
Bruce Frederick GriggsInfinex Investments, Inc.Next Financial Group, Inc.02-10-2015
Christopher Thomas DoyleSecurities America, Inc.Next Financial Group, Inc.06-30-2015
Dean Farris SadakSecurities America, Inc.Next Financial Group, Inc.$10008-28-2017
Dennis Ray ThrockmortonSecurities America, Inc.Next Financial Group, Inc.$25008-25-2017
Douglas Louis RauchRauch Advisory LLCNext Financial Group, Inc.02-14-2011
Elwood Gray Glass IIISecurities America, Inc.Next Financial Group, Inc.$10008-25-2017
Erryn Michael BarkettLPL Financial LLCNext Financial Group, Inc.$25001-14-2013
Gary Todd FoutsARS Advisory, Inc.Next Financial Group, Inc.10-24-2013
Herbert Louis PerlinHorter Investment Management, LLCNext Financial Group, Inc.04-11-2017
Howard Woodrow Minor Jr.Securities America, Inc.Next Financial Group, Inc.$10008-28-2017
Jacqwyn HarrellAmeriprise Financial Services, Inc.Next Financial Group, Inc.01-06-2016
Jerry Wayne BaileySecurities America, Inc.Next Financial Group, Inc.$12008-25-2017
Marvin Lee FaisonSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Matthew Brown WhitakerSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Michael Jay MatthewsAmeriprise Financial Services, Inc.Next Financial Group, Inc.$25001-06-2016
Michael Scott Rainey Sr.Capitol Securities Management, Inc.Next Financial Group, Inc.$10001-04-2010
Nicole T. ColeColonial River Wealth Management LLCNext Financial Group, Inc.08-08-2017
Richard Stephen LaymonBeacon Wealth Consultants, Inc.Next Financial Group, Inc.01-01-2011
Ronald Keith BurtonAmeriprise Financial Services, Inc.Next Financial Group, Inc.01-06-2016
Thomas Harris MageeSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Thomas John CymerOpulen Financial Group, LLCNext Financial Group, Inc.12-08-2014
WARNER BENJAMIN PRESCOTTPRESCOTT FINANCIAL MANAGEMENT, INC.Next Financial Group, Inc.10-06-2010
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.