Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stefan KaplanCetera Advisor Networks LLCNorth Ridge Securities Corp.$22402-01-2019
Edward Douglas HuttickCetera Advisor Networks LLCNorth Ridge Securities Corp.$17002-01-2019
Ivanhoe Vincent FfriendCetera Advisor Networks LLCNorth Ridge Securities Corp.$15002-01-2019
Peter Michael Alcarese Sr.Cetera Advisor Networks LLCNorth Ridge Securities Corp.$5002-01-2019
Joseph Michael VerdiCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Stephen Jack BirbigliaCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Stephen DursoCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Howard GendenCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
May Montag-McMurrayCetera Advisor Networks LLCNorth Ridge Securities Corp.$1002-01-2019
Carl Mathew PalatnikCetera Advisor Networks LLCNorth Ridge Securities Corp.$1002-01-2019
Boswell Winston BentCetera Advisor Networks LLCNorth Ridge Securities Corp.$1002-01-2019
Karlton Lewis DerrickCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Edward Joseph MocklerCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Robert Francis GiacopinoCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
William StevensonCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Gregory J. McCueCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Betty MeitnerCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Roy Peter CifuniCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Joseph Michael TerebetskiCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Joseph Eugene HamletCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Sadhna MalikCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
John Y TrentCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Steven John FlotteronCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Rowena Suifan TamCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
John Curtis SenykCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Next Page »

Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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