Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neal Stone NorthcottC & J Wealth AdvisorsNorthwestern Mutual Investment Services, LLC10-01-2020
Robert David BantleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-25-2020
Mark Julian NewfieldPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC09-24-2020
Angela Pridgen LessorPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC09-24-2020
Joseph WilliamsWilliams Wealth ManagementNorthwestern Mutual Investment Services, LLC09-24-2020
Gerd Jon BentsPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC09-23-2020
Tyler MollRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-22-2020
Kimberly Kirkeeide CoronelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2020
Charles Ryan EhrenfriedWealthquest CorporationNorthwestern Mutual Investment Services, LLC09-18-2020
Sara Elizabeth JuranReleve Financial GroupNorthwestern Mutual Investment Services, LLC09-17-2020
Joseph SreshtaPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC$15009-16-2020
Yvonne SreshtaLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-16-2020
Michael Thomas LevertyAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Luke Edward KeeneAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Abby Lynn MeyersAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Joshua Q HawkinsAxelhelm Capital ManagementNorthwestern Mutual Investment Services, LLC09-16-2020
Yousef Ali KhanLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-16-2020
Thomas C BlockCUSO Financial Services, L.P.Northwestern Mutual Investment Services, LLC09-15-2020
Daniel Thomas GoodmanSierra Pacific Financial AdvisorsNorthwestern Mutual Investment Services, LLC09-15-2020
Francis Stewart McGovern JrPruco Securities, LLC.Northwestern Mutual Investment Services, LLC09-15-2020
Christopher Clay McananyPruco Securities, LLC.Northwestern Mutual Investment Services, LLC09-11-2020
William Anthony RavottiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10009-09-2020
Matthew James TooleyLexAurum Advisors, LLCNorthwestern Mutual Investment Services, LLC09-09-2020
Michael Joseph Alesandro JrFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC09-09-2020
Zachary S LowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-08-2020
Next Page »

Showing 1 to 25 of 1,386 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.