Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Brian WaggonerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5007-01-2019
John Greer Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-11-2019
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$106-05-2019
John J PreceNational Securities CorporationNorthwestern Mutual Investment Services, LLC$105-10-2019
Taylor Edward LivingstonGWN Securities Inc.Northwestern Mutual Investment Services, LLC05-08-2019
Edwin Bruton Peacock IIIValMark Securities, Inc.Northwestern Mutual Investment Services, LLC04-12-2019
Scott William HoltonValMark Securities, Inc.Northwestern Mutual Investment Services, LLC$104-11-2019
Richard Albert D'Andrea Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$104-04-2019
Christopher James PfanstielHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC$2503-25-2019
Stephen Michael GrantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$103-19-2019
Frederick Nelson CassillyCassilly FinancialNorthwestern Mutual Investment Services, LLC03-19-2019
Paul T StandringMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2019
Craig A BoyerVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$103-05-2019
Ian G MitzMitz Wealth Management, LLCNorthwestern Mutual Investment Services, LLC02-28-2019
David H NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
John Robert MaraPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Shaun M FeldeisenLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1002-15-2019
Jonathon S ButlerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2019
Gregory M YoungAhead Full Wealth Management, LLCNorthwestern Mutual Investment Services, LLC02-08-2019
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
Matthew J RichertKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-28-2019
Brandon Wayne BraboySecurities America, Inc.Northwestern Mutual Investment Services, LLC01-22-2019
Corey Robert WishniaForesters Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-16-2019
John Joseph HorriganLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2501-11-2019
Next Page »

Showing 1 to 25 of 1,628 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.