Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Daniel Michael HannanWells Fargo Investments, LLCNorthwestern Mutual Investment Services, LLC01-05-2009
Cody Francis VaughnThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC01-07-2009
Zachary Edward WhitmanNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC01-08-2009
Kurt James CaramanidisCarl M. Hennig, Inc.Northwestern Mutual Investment Services, LLC$2801-09-2009
Chade Michael NehringState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC01-13-2009
Steven A GibsonThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC01-13-2009
Jonathan Todd WilliamsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-20-2009
Toby J Mcswain Jr.Waddell & ReedNorthwestern Mutual Investment Services, LLC02-02-2009
Jason Michael VendittiPinnacle Investments, LLCNorthwestern Mutual Investment Services, LLC02-09-2009
Benjamin Daniel HassettWamu Investments, Inc.Northwestern Mutual Investment Services, LLC02-10-2009
Hermann Widmer TrochaAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC03-04-2009
Scott E CloseMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$103-04-2009
Kevin Daniel BrettellAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2009
Gregory Martin Trauth IIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$1003-30-2009
James Lawrence Todd Sr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-02-2009
Michael J Keglovits Jr.Geneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC04-23-2009
Brian BradleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2504-29-2009
Eric Joseph KiblenLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-01-2009
Kirby Charles BrownLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2505-01-2009
Jonathan Kamran EbrahimoonNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-07-2009
Barclay Spencer BrightStifel, Nicolaus & Company, IncorporatedNorthwestern Mutual Investment Services, LLC05-14-2009
Nadine Cynthia KerutisRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC05-14-2009
Carlton Edwin Anderson IIMetLife Securities Inc.Northwestern Mutual Investment Services, LLC05-19-2009
Manuel LunaPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-19-2009
Next Page »

Showing 1 to 25 of 1,628 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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