Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Cody Francis VaughnThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC01-07-2009
Zachary Edward WhitmanNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC01-08-2009
Kurt James CaramanidisCarl M. Hennig, Inc.Northwestern Mutual Investment Services, LLC01-09-2009
Chade Michael NehringState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC01-13-2009
Steven A. GibsonThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC01-13-2009
Jonathan Todd WilliamsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-20-2009
Toby J McSwain Jr.Waddell & ReedNorthwestern Mutual Investment Services, LLC02-02-2009
Hermann Widmer TrochaAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC03-04-2009
Kevin Daniel BrettellAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2009
Gregory Martin Trauth IIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-30-2009
James Lawrence Todd Sr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-02-2009
Brian BradleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1004-29-2009
Kirby Charles BrownLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-01-2009
Jonathan Kamran EbrahimoonNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-07-2009
Manuel LunaPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-19-2009
Ellen Rosaschi LinaresMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2009
Matthew Joseph Vischetti Sr.Hilltop Securities Independent Network Inc.Northwestern Mutual Investment Services, LLC06-02-2009
Scott David ThiemeEdward JonesNorthwestern Mutual Investment Services, LLC07-06-2009
Larry Don NixEdward JonesNorthwestern Mutual Investment Services, LLC07-13-2009
Thomas Christopher VirostekCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-13-2009
Mark A GernetzkeCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC08-20-2009
Jordan Maxwell ShiversMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-24-2009
Robert Charles Carty Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-27-2009
Brian James KoppCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC09-16-2009
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Showing 1 to 25 of 811 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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