Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Ammon BalasterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10009-27-2012
Aaron Bruce OlsonEdward JonesNorthwestern Mutual Investment Services, LLC12-09-2019
Aaron C. TuttleLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Aaron Eric McFaddenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Aaron L ParchemComerica SecuritiesNorthwestern Mutual Investment Services, LLC11-30-2015
Aaron Lee WeissJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$25008-16-2016
Aaron M BaltzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2019
Aaron Mcmichael BriggsMorgan StanleyNorthwestern Mutual Investment Services, LLC05-17-2011
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Aaron Robert KohlFoster Victor Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC05-27-2016
Abbegail Leigh HoeflerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC10-08-2019
Acen HansenLegacy Wealth Management, LLCNorthwestern Mutual Investment Services, LLC06-13-2017
Adam AmbielliSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Adam C. TaylorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10007-06-2018
Adam David SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$50002-21-2018
Adam Edwin PrzybyloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2014
Adam J. EdwardsWells Fargo Advisors Financial Network, LLCNorthwestern Mutual Investment Services, LLC$50004-29-2016
Adam Jason IzaacCity National Securities, Inc.Northwestern Mutual Investment Services, LLC$10002-03-2014
Adam Joseph FolkertsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10002-19-2015
Adam Joseph SwerdlowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2019
Adam L WayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$50012-15-2014
Adam L. WondraWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC03-07-2017
Adam Lawrence WeinstockWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC05-19-2016
Adam Michael DayWealthquest CorporationNorthwestern Mutual Investment Services, LLC03-06-2018
Adam Noah HolemanHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC03-14-2016
Next Page »

Showing 1 to 25 of 2,150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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