Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Harrington GroveHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC12-20-2019
Michael Thomas ScottNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC12-19-2019
William Peter Weber IIIThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC12-19-2019
Jeffrey Thomas BoneAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC12-19-2019
Patrick Brian Bentley JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-18-2019
Claudio M. Gambin NetoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2019
Jesse TaylorCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-16-2019
Julian P. BourgeoisLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-11-2019
Nicholas Edward BenzorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2019
Wesley Tyrone BurnsLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Antoine Emmette ToussaintLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Aaron Bruce OlsonEdward JonesNorthwestern Mutual Investment Services, LLC12-09-2019
Joleen R. PowellLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Kyle W. AxelsonPNC InvestmentsNorthwestern Mutual Investment Services, LLC12-06-2019
Sean ParryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-05-2019
Dillon Horace WeitkampJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-04-2019
Anthony Louis RipamontiJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-02-2019
Michael Gregory PanterW&S Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC12-02-2019
Louis John Berrodin IIIPruco Securities, LLC.Northwestern Mutual Investment Services, LLC11-26-2019
Justin Robert EhleCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC11-26-2019
Georgia Martin AdamsAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-26-2019
Brian Emerson BookerProsperity Wealth ManagementNorthwestern Mutual Investment Services, LLC11-26-2019
Nina Marie PentinoLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-23-2019
John Gaspar GatewoodLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Aaron C. TuttleLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Next Page »

Showing 1 to 25 of 2,150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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